UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
PUT
Motorola Solutions
MSI
$77.4B
| $5.58M | ﹤0.01% |
+24,000
| New | +$5.57M |
|
2552
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
| $5.56M | ﹤0.01% |
56,486
+2,042
| +4% | +$206K |
|
2553
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
| $5.56M | ﹤0.01% |
63,724
+2,238
| +4% | +$199K |
|
|
NVMI
2554
Nova
NVMI
$12.5B
| $5.55M | ﹤0.01% |
54,263
+39,198
| +260% | +$3.89M |
|
2555
ProShares Large Cap Core Plus
CSM
$534M
| $5.54M | ﹤0.01% |
110,672
+2,506
| +2% | +$128K |
|
2556
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
| $5.53M | ﹤0.01% |
118,083
-1,071
| -0.9% | -$51.3K |
|
2557
Macy's
M
$6.68B
| $5.53M | ﹤0.01% |
244,758
+186,959
| +323% | +$3.74M |
|
2558
Thor Industries
THO
$4.14B
| $5.53M | ﹤0.01% |
45,042
-6,093
| -12% | -$696K |
|
2559
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
| $5.53M | ﹤0.01% |
48,688
+2,636
| +6% | +$303K |
|
2560
Maximus
MMS
$3.1B
| $5.52M | ﹤0.01% |
66,367
+18,167
| +38% | +$1.56M |
|
2561
Prothena Corp
PRTA
$450M
| $5.52M | ﹤0.01% |
77,517
+75,855
| +4,564% | +$4.71M |
|
2562
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
| $5.52M | ﹤0.01% |
94,966
-29,997
| -24% | -$1.56M |
|
2563
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
| $5.51M | ﹤0.01% |
64,176
+1,863
| +3% | +$163K |
|
2564
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $5.51M | ﹤0.01% |
561,887
-82,494
| -13% | -$832K |
|
|
ZNGA
2565
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $5.5M | ﹤0.01% |
+730,900
| New | +$6.64M |
|
2566
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $5.5M | ﹤0.01% |
147,045
+932
| +0.6% | +$33.2K |
|
2567
RenaissanceRe
RNR
$13.4B
| $5.5M | ﹤0.01% |
39,436
-18,181
| -32% | -$2.75M |
|
2568
DNP Select Income Fund
DNP
$4.09B
| $5.49M | ﹤0.01% |
514,977
+39,688
| +8% | +$425K |
|
2569
Coupang
CPNG
$29.2B
| $5.48M | ﹤0.01% |
196,830
+17,635
| +10% | +$610K |
|
|
NXR
2570
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
| $5.47M | ﹤0.01% |
317,626
-18,046
| -5% | -$323K |
|
|
PSB
2571
DELISTED
PS Business Parks, Inc.
PSB
| $5.46M | ﹤0.01% |
34,863
+21,923
| +169% | +$3.39M |
|
2572
BlackRock Enhanced Global Dividend Trust
BOE
$684M
| $5.46M | ﹤0.01% |
466,559
+5,492
| +1% | +$68.1K |
|
|
BLD
2573
DELISTED
TopBuild
BLD
| $5.46M | ﹤0.01% |
26,639
-231,771
| -90% | -$48.7M |
|
2574
CALL
Travel + Leisure Co
TNL
$4.7B
| $5.45M | ﹤0.01% |
100,000
| – | – |
|
|
2575
PUT
Travel + Leisure Co
TNL
$4.7B
| $5.45M | ﹤0.01% |
100,000
| – | – |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.