UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
Avnet
AVT
$7.86B
| $3.4M | ﹤0.01% |
131,745
+59,265
| +82% | +$1.61M |
|
2552
National Fuel Gas
NFG
$7.7B
| $3.4M | ﹤0.01% |
83,733
+35,118
| +72% | +$1.5M |
|
2553
Hackett Group
HCKT
$284M
| $3.4M | ﹤0.01% |
303,808
+91,816
| +43% | +$1.19M |
|
|
JWN
2554
PUT
DELISTED
Nordstrom
JWN
| $3.4M | ﹤0.01% |
285,000
| – | – |
|
2555
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
| $3.4M | ﹤0.01% |
60,020
-5,769
| -9% | -$325K |
|
2556
Invesco China Technology ETF
CQQQ
$3.3B
| $3.4M | ﹤0.01% |
49,104
+7,993
| +19% | +$556K |
|
|
DWFI
2557
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
| $3.39M | ﹤0.01% |
139,952
+14,588
| +12% | +$353K |
|
2558
CALL
Dollar Tree
DLTR
$25.1B
| $3.39M | ﹤0.01% |
+37,100
| New | +$3.49M |
|
2559
Lennar Class B
LEN.B
$20.2B
| $3.38M | ﹤0.01% |
54,196
+41,403
| +324% | +$2.23M |
|
2560
ALPS Disruptive Technologies ETF
DTEC
$76M
| $3.38M | ﹤0.01% |
87,623
+3,065
| +4% | +$115K |
|
|
REGI
2561
DELISTED
Renewable Energy Group, Inc.
REGI
| $3.38M | ﹤0.01% |
63,281
-33,931
| -35% | -$1.19M |
|
2562
Invesco Global Water ETF
PIO
$282M
| $3.38M | ﹤0.01% |
106,504
+1,390
| +1% | +$43K |
|
2563
HF Sinclair
DINO
$15B
| $3.37M | ﹤0.01% |
171,016
-47,302
| -22% | -$1.18M |
|
2564
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
| $3.36M | ﹤0.01% |
44,580
-5,575
| -11% | -$425K |
|
2565
Spire
SR
$4.84B
| $3.36M | ﹤0.01% |
63,147
+32,823
| +108% | +$1.96M |
|
2566
Axcelis
ACLS
$4.1B
| $3.35M | ﹤0.01% |
152,476
-3,120
| -2% | -$79.6K |
|
|
FCT
2567
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $3.35M | ﹤0.01% |
305,763
-6,046
| -2% | -$66.4K |
|
2568
United Bankshares
UBSI
$6.59B
| $3.35M | ﹤0.01% |
156,193
+73,478
| +89% | +$1.91M |
|
2569
Hexcel
HXL
$7.81B
| $3.35M | ﹤0.01% |
99,908
+48,408
| +94% | +$1.95M |
|
|
MMD
2570
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
| $3.35M | ﹤0.01% |
161,852
-1,272
| -0.8% | -$26.7K |
|
2571
Graphic Packaging
GPK
$3.56B
| $3.35M | ﹤0.01% |
237,497
+105,115
| +79% | +$1.49M |
|
2572
Global Industrial
GIC
$1.52B
| $3.35M | ﹤0.01% |
139,751
+2,225
| +2% | +$48K |
|
2573
iShares US Telecommunications ETF
IYZ
$1.22B
| $3.34M | ﹤0.01% |
122,888
+108
| +0.1% | +$3.06K |
|
2574
CALL
ResMed
RMD
$31.7B
| $3.33M | ﹤0.01% |
+19,400
| New | +$3.58M |
|
2575
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$790M
| $3.33M | ﹤0.01% |
141,220
-2,630
| -2% | -$61.9K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.