UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AAN.A
2551
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $3.44M | ﹤0.01% |
78,765
-2,121
| -3% | -$92.5K |
|
2552
Ternium
TX
$9.67B
| $3.44M | ﹤0.01% |
111,074
+53,719
| +94% | +$1.63M |
|
|
FNI
2553
DELISTED
First Trust Chindia ETF
FNI
| $3.43M | ﹤0.01% |
89,598
-2,112
| -2% | -$79.7K |
|
2554
SL Green Realty
SLG
$3.76B
| $3.42M | ﹤0.01% |
34,895
+25,277
| +263% | +$2.45M |
|
2555
Old Dominion Freight Line
ODFL
$44.1B
| $3.42M | ﹤0.01% |
93,228
+22,806
| +32% | +$753K |
|
2556
Invesco CEF Income Composite ETF
PCEF
$801M
| $3.42M | ﹤0.01% |
142,474
+3,297
| +2% | +$78.5K |
|
2557
Regis Corp
RGS
$68.4M
| $3.42M | ﹤0.01% |
11,984
-1,929
| -14% | -$444K |
|
2558
Capri Holdings
CPRI
$1.83B
| $3.42M | ﹤0.01% |
71,380
-34,092
| -32% | -$1.39M |
|
2559
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$269M
| $3.41M | ﹤0.01% |
106,744
+102,605
| +2,479% | +$3.29M |
|
|
COHR
2560
DELISTED
Coherent Inc
COHR
| $3.41M | ﹤0.01% |
14,516
+9,658
| +199% | +$2.33M |
|
2561
PBF Energy
PBF
$8.57B
| $3.39M | ﹤0.01% |
122,907
+60,459
| +97% | +$1.4M |
|
2562
Invesco Advantage Municipal Income Trust II
VKI
$396M
| $3.39M | ﹤0.01% |
294,826
-54,819
| -16% | -$640K |
|
|
MRO
2563
PUT
DELISTED
Marathon Oil Corporation
MRO
| $3.39M | ﹤0.01% |
250,000
-525,300
| -68% | -$6.24M |
|
2564
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
| $3.39M | ﹤0.01% |
69,327
-45,012
| -39% | -$2.11M |
|
2565
Qorvo
QRVO
$7.99B
| $3.39M | ﹤0.01% |
47,907
-82,141
| -63% | -$5.73M |
|
2566
Sumitomo Mitsui Financial
SMFG
$164B
| $3.37M | ﹤0.01% |
437,675
+26,081
| +6% | +$199K |
|
2567
iShares International Developed Real Estate ETF
IFGL
$83.1M
| $3.37M | ﹤0.01% |
115,633
+3,626
| +3% | +$106K |
|
2568
CALL
iShares MSCI Australia ETF
EWA
$1.39B
| $3.37M | ﹤0.01% |
150,000
| – | – |
|
|
2569
PUT
iShares MSCI Australia ETF
EWA
$1.39B
| $3.37M | ﹤0.01% |
150,000
| – | – |
|
2570
New Jersey Resources
NJR
$5.84B
| $3.36M | ﹤0.01% |
79,703
+9,440
| +13% | +$399K |
|
|
FIF
2571
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $3.35M | ﹤0.01% |
178,665
-29,544
| -14% | -$540K |
|
2572
CALL
Capital One
COF
$128B
| $3.35M | ﹤0.01% |
39,600
+34,800
| +725% | +$2.87M |
|
2573
American States Water
AWR
$3.36B
| $3.35M | ﹤0.01% |
67,926
+838
| +1% | +$41.4K |
|
2574
NOV
NOV
$6.93B
| $3.34M | ﹤0.01% |
93,572
+3,751
| +4% | +$123K |
|
|
BCIC
2575
BCP Investment Corp
BCIC
$89.1M
| $3.34M | ﹤0.01% |
91,491
+3,515
| +4% | +$121K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.