UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2526
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $5.24M | ﹤0.01% |
607,191
-313,728
| -34% | -$2.81M |
|
2527
PUT
ChargePoint
CHPT
$158M
| $5.22M | ﹤0.01% |
+52,500
| New | +$7.61M |
|
2528
iShares Morningstar Small-Cap Value ETF
ISCV
$704M
| $5.21M | ﹤0.01% |
100,570
+1,940
| +2% | +$106K |
|
2529
iShares US Infrastructure ETF
IFRA
$4.59B
| $5.2M | ﹤0.01% |
142,012
+5,965
| +4% | +$232K |
|
2530
CALL
AT&T
T
$164B
| $5.19M | ﹤0.01% |
345,360
-2,519,900
| -88% | -$36.9M |
|
2531
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
| $5.18M | ﹤0.01% |
159,661
+5,110
| +3% | +$168K |
|
2532
Invesco Dorsey Wright Technology Momentum ETF
PTF
$628M
| $5.17M | ﹤0.01% |
117,152
+51,608
| +79% | +$2.46M |
|
|
AIRC
2533
DELISTED
Apartment Income REIT Corp.
AIRC
| $5.16M | ﹤0.01% |
168,156
+3,605
| +2% | +$122K |
|
2534
Genco Shipping & Trading
GNK
$1.11B
| $5.16M | ﹤0.01% |
368,670
-67,804
| -16% | -$935K |
|
2535
Vanguard Total Corporate Bond ETF
VTC
$1.71B
| $5.16M | ﹤0.01% |
71,173
+14,747
| +26% | +$1.1M |
|
2536
Jefferies Financial Group
JEF
$12.7B
| $5.15M | ﹤0.01% |
140,686
+108,099
| +332% | +$3.87M |
|
2537
Invesco Senior Income Trust
VVR
$457M
| $5.14M | ﹤0.01% |
1,310,409
+170,672
| +15% | +$663K |
|
2538
Element Solutions
ESI
$9.16B
| $5.14M | ﹤0.01% |
261,911
+14,594
| +6% | +$290K |
|
2539
Icon
ICLR
$12.8B
| $5.12M | ﹤0.01% |
20,783
+1,269
| +7% | +$320K |
|
2540
Global X Cloud Computing ETF
CLOU
$270M
| $5.12M | ﹤0.01% |
271,673
-68,684
| -20% | -$1.37M |
|
2541
Commercial Metals
CMC
$8.13B
| $5.12M | ﹤0.01% |
103,531
+66,902
| +183% | +$3.64M |
|
2542
Kosmos Energy
KOS
$1.51B
| $5.11M | ﹤0.01% |
625,164
+37,017
| +6% | +$262K |
|
2543
Watsco Inc
WSO
$13.5B
| $5.11M | ﹤0.01% |
13,528
-10,420
| -44% | -$3.77M |
|
2544
Neogen
NEOG
$2.49B
| $5.11M | ﹤0.01% |
275,495
+111,130
| +68% | +$2.42M |
|
|
HSII
2545
DELISTED
Heidrick & Struggles
HSII
| $5.1M | ﹤0.01% |
203,829
-6,231
| -3% | -$167K |
|
2546
Invesco S&P SmallCap Industrials ETF
PSCI
$195M
| $5.1M | ﹤0.01% |
51,249
+245
| +0.5% | +$25.3K |
|
2547
iShares MSCI Hong Kong ETF
EWH
$1.23B
| $5.1M | ﹤0.01% |
297,169
-74,251
| -20% | -$1.37M |
|
|
DOCU
2548
CALL
DocuSign
DOCU
$11.5B
| $5.09M | ﹤0.01% |
121,100
-20,000
| -14% | -$980K |
|
2549
Floor & Decor
FND
$6.33B
| $5.08M | ﹤0.01% |
56,123
-11,492
| -17% | -$1.17M |
|
2550
iShares Agency Bond ETF
AGZ
$564M
| $5.08M | ﹤0.01% |
47,996
-1,678
| -3% | -$179K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.