UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2526
PUT
SoFi Technologies
SOFI
$23.7B
| $4.15M | ﹤0.01% |
850,000
-3,898,300
| -82% | -$24.7M |
|
2527
iShares New York Muni Bond ETF
NYF
$1.41B
| $4.14M | ﹤0.01% |
81,912
+7,735
| +10% | +$407K |
|
|
DISH
2528
DELISTED
DISH Network Corp.
DISH
| $4.13M | ﹤0.01% |
298,328
+40,154
| +16% | +$710K |
|
2529
Dimensional US Marketwide Value ETF
DFUV
$15.8B
| $4.12M | ﹤0.01% |
139,072
+3,550
| +3% | +$115K |
|
2530
John Wiley & Sons Class A
WLY
$2.66B
| $4.12M | ﹤0.01% |
109,607
+55,825
| +104% | +$2.65M |
|
|
NIE
2531
Virtus Equity & Convertible Income Fund
NIE
$732M
| $4.12M | ﹤0.01% |
202,644
-99,871
| -33% | -$2.22M |
|
2532
Lindsay Corp
LNN
$1.18B
| $4.12M | ﹤0.01% |
28,722
+12,550
| +78% | +$1.9M |
|
2533
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
| $4.11M | ﹤0.01% |
27,341
-1,126
| -4% | -$184K |
|
2534
PUT
Palo Alto Networks
PANW
$297B
| $4.11M | ﹤0.01% |
+50,200
| New | +$4.35M |
|
2535
PUT
lululemon athletica
LULU
$14.6B
| $4.11M | ﹤0.01% |
+14,700
| New | +$4.56M |
|
2536
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
| $4.11M | ﹤0.01% |
101,703
+6,120
| +6% | +$258K |
|
2537
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
| $4.1M | ﹤0.01% |
46,828
+16,940
| +57% | +$1.64M |
|
2538
Golub Capital BDC
GBDC
$3.42B
| $4.1M | ﹤0.01% |
330,692
+6,995
| +2% | +$95.2K |
|
2539
Evertec
EVTC
$1.78B
| $4.09M | ﹤0.01% |
130,503
+3,483
| +3% | +$122K |
|
2540
DT Midstream
DTM
$13.4B
| $4.09M | ﹤0.01% |
78,799
-1,843
| -2% | -$99.5K |
|
2541
CALL
Dell
DELL
$293B
| $4.09M | ﹤0.01% |
119,600
+30,500
| +34% | +$1.28M |
|
2542
Clean Harbors
CLH
$16.3B
| $4.08M | ﹤0.01% |
37,127
-19,424
| -34% | -$2.08M |
|
2543
CALL
Ares Capital
ARCC
$14.4B
| $4.08M | ﹤0.01% |
241,700
+169,400
| +234% | +$3.28M |
|
2544
iShares US Regional Banks ETF
IAT
$678M
| $4.07M | ﹤0.01% |
85,266
+12,020
| +16% | +$624K |
|
2545
Adient
ADNT
$1.5B
| $4.06M | ﹤0.01% |
146,341
-1,642
| -1% | -$53.3K |
|
2546
Coherent
COHR
$74.2B
| $4.05M | ﹤0.01% |
116,309
-302,841
| -72% | -$14.5M |
|
2547
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
| $4.05M | ﹤0.01% |
67,260
+1,766
| +3% | +$119K |
|
2548
National Health Investors
NHI
$3.65B
| $4.05M | ﹤0.01% |
71,676
-11,386
| -14% | -$718K |
|
2549
Ryder
R
$10.1B
| $4.05M | ﹤0.01% |
53,693
-1,592
| -3% | -$121K |
|
2550
PUT
BioNTech
BNTX
$23.5B
| $4.05M | ﹤0.01% |
+30,000
| New | +$4.59M |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.