UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2526
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
| $5.71M | ﹤0.01% |
269,088
+42,209
| +19% | +$906K |
|
2527
ePlus
PLUS
$2.34B
| $5.7M | ﹤0.01% |
111,162
+9,438
| +9% | +$466K |
|
2528
Axcelis
ACLS
$4.33B
| $5.7M | ﹤0.01% |
121,136
-7,989
| -6% | -$348K |
|
|
FDEU
2529
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $5.69M | ﹤0.01% |
441,459
+24,213
| +6% | +$324K |
|
|
SKX
2530
CALL
DELISTED
Skechers
SKX
| $5.68M | ﹤0.01% |
+134,800
| New | +$6.67M |
|
|
VLTA
2531
CALL
DELISTED
Volta Inc.
VLTA
| $5.68M | ﹤0.01% |
656,300
| – | – |
|
2532
ChargePoint
CHPT
$161M
| $5.68M | ﹤0.01% |
14,195
+3,439
| +32% | +$1.6M |
|
2533
VanEck BDC Income ETF
BIZD
$1.69B
| $5.67M | ﹤0.01% |
330,755
+406
| +0.1% | +$6.94K |
|
2534
COPT Defense Properties
CDP
$4.21B
| $5.64M | ﹤0.01% |
209,085
+113,940
| +120% | +$3.24M |
|
2535
Oaktree Specialty Lending
OCSL
$1.14B
| $5.64M | ﹤0.01% |
266,107
+28,642
| +12% | +$605K |
|
2536
American States Water
AWR
$3.46B
| $5.63M | ﹤0.01% |
65,874
+2,711
| +4% | +$238K |
|
2537
Invesco S&P 500 High Beta ETF
SPHB
$933M
| $5.63M | ﹤0.01% |
77,058
-12,799
| -14% | -$940K |
|
2538
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
| $5.63M | ﹤0.01% |
359,975
-10,462
| -3% | -$166K |
|
|
FTCH
2539
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $5.62M | ﹤0.01% |
150,000
+60,000
| +67% | +$2.66M |
|
2540
Boise Cascade
BCC
$3.02B
| $5.62M | ﹤0.01% |
104,068
+16,271
| +19% | +$885K |
|
|
EFOR
2541
Everforth Inc
EFOR
$1.32B
| $5.61M | ﹤0.01% |
49,615
-4,208
| -8% | -$443K |
|
2542
Invesco Next Gen Media and Gaming ETF
GGME
$46.3M
| $5.61M | ﹤0.01% |
104,556
+10,777
| +11% | +$580K |
|
|
BCIC
2543
BCP Investment Corp
BCIC
$92.9M
| $5.61M | ﹤0.01% |
230,527
+88,264
| +62% | +$2.12M |
|
|
IIF
2544
Morgan Stanley India Investment Fund
IIF
$220M
| $5.6M | ﹤0.01% |
202,961
+1,045
| +0.5% | +$27.5K |
|
|
SRCL
2545
DELISTED
Stericycle Inc
SRCL
| $5.6M | ﹤0.01% |
82,384
-11,814
| -13% | -$816K |
|
2546
Sociedad Química y Minera de Chile
SQM
$20.6B
| $5.6M | ﹤0.01% |
104,166
+52,596
| +102% | +$2.68M |
|
2547
AeroVironment
AVAV
$9.45B
| $5.6M | ﹤0.01% |
64,830
+6,051
| +10% | +$586K |
|
2548
CALL
Workday
WDAY
$44.4B
| $5.6M | ﹤0.01% |
22,395
-7,350
| -25% | -$1.82M |
|
2549
Sturm, Ruger & Co
RGR
$593M
| $5.59M | ﹤0.01% |
75,804
-4,798
| -6% | -$373K |
|
|
ENBL
2550
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
| $5.59M | ﹤0.01% |
688,298
-434,165
| -39% | -$3.55M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.