UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2526
CALL
Enterprise Products Partners
EPD
$82.1B
| $4.29M | ﹤0.01% |
150,000
| – | – |
|
|
2527
PUT
Enterprise Products Partners
EPD
$82.1B
| $4.29M | ﹤0.01% |
150,000
| – | – |
|
2528
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $4.28M | ﹤0.01% |
66,536
-1,137
| -2% | -$73.4K |
|
2529
Oxford Square Capital
OXSQ
$158M
| $4.28M | ﹤0.01% |
686,804
-77,764
| -10% | -$496K |
|
|
LK
2530
PUT
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
| $4.28M | ﹤0.01% |
+225,000
| New | +$4.76M |
|
|
BHVN
2531
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
| $4.28M | ﹤0.01% |
102,479
+95,576
| +1,385% | +$4.04M |
|
|
BZUN
2532
PUT
Baozun
BZUN
$170M
| $4.27M | ﹤0.01% |
+100,000
| New | +$4.75M |
|
2533
CALL
Motorola Solutions
MSI
$78B
| $4.26M | ﹤0.01% |
+25,000
| New | +$4.29M |
|
|
WPG
2534
DELISTED
Washington Prime Group Inc.
WPG
| $4.26M | ﹤0.01% |
114,342
+38,546
| +51% | +$1.27M |
|
2535
Signet Jewelers
SIG
$3.61B
| $4.26M | ﹤0.01% |
254,065
-257,691
| -50% | -$4.05M |
|
|
BSCJ
2536
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $4.24M | ﹤0.01% |
201,159
-35,481
| -15% | -$748K |
|
2537
Melco Resorts & Entertainment
MLCO
$2.12B
| $4.24M | ﹤0.01% |
218,448
+28,048
| +15% | +$609K |
|
2538
Casella Waste Systems
CWST
$5.68B
| $4.24M | ﹤0.01% |
98,667
+67,212
| +214% | +$2.91M |
|
2539
PUT
Upwork
UPWK
$1.2B
| $4.23M | ﹤0.01% |
318,100
-26,700
| -8% | -$407K |
|
2540
Wintrust Financial
WTFC
$10.7B
| $4.23M | ﹤0.01% |
65,432
+44,204
| +208% | +$2.93M |
|
2541
Blackbaud
BLKB
$2.16B
| $4.23M | ﹤0.01% |
46,800
+27,248
| +139% | +$2.42M |
|
2542
Perrigo
PRGO
$1.77B
| $4.22M | ﹤0.01% |
75,556
-144,092
| -66% | -$7.34M |
|
2543
Pinterest
PINS
$13.3B
| $4.21M | ﹤0.01% |
159,218
+68,312
| +75% | +$2.05M |
|
2544
Rayonier
RYN
$6.51B
| $4.21M | ﹤0.01% |
164,557
+26,201
| +19% | +$671K |
|
2545
Helix Energy Solutions
HLX
$1.43B
| $4.21M | ﹤0.01% |
522,204
+358,664
| +219% | +$2.9M |
|
2546
Malibu Boats
MBUU
$569M
| $4.21M | ﹤0.01% |
137,067
+2,287
| +2% | +$70.5K |
|
2547
Qualys
QLYS
$6.34B
| $4.19M | ﹤0.01% |
55,440
+25,313
| +84% | +$2.11M |
|
2548
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$517M
| $4.19M | ﹤0.01% |
78,732
-4,730
| -6% | -$254K |
|
2549
Kulicke & Soffa
KLIC
$4.84B
| $4.19M | ﹤0.01% |
178,277
-11,573
| -6% | -$254K |
|
|
IIF
2550
Morgan Stanley India Investment Fund
IIF
$222M
| $4.18M | ﹤0.01% |
220,808
+19,850
| +10% | +$376K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.