UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
PUT
Agilent Technologies
A
$41.2B
| $4.25M | ﹤0.01% |
35,000
-30,000
| -46% | -$3.85M |
|
|
AIRC
2502
DELISTED
Apartment Income REIT Corp.
AIRC
| $4.25M | ﹤0.01% |
110,024
+50,856
| +86% | +$2.15M |
|
2503
ICF International
ICFI
$1.72B
| $4.25M | ﹤0.01% |
38,944
-108
| -0.3% | -$10.9K |
|
2504
VanEck Biotech ETF
BBH
$422M
| $4.24M | ﹤0.01% |
30,129
-6,826
| -18% | -$1.03M |
|
2505
FTI Consulting
FCN
$4.18B
| $4.24M | ﹤0.01% |
25,578
-29,007
| -53% | -$4.88M |
|
|
EFOR
2506
Everforth Inc
EFOR
$1.32B
| $4.23M | ﹤0.01% |
46,821
+651
| +1% | +$63.1K |
|
2507
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
| $4.23M | ﹤0.01% |
173,443
+18,673
| +12% | +$471K |
|
2508
Invesco Semiconductors ETF
PSI
$2.53B
| $4.23M | ﹤0.01% |
140,871
-4,755
| -3% | -$165K |
|
|
CPRX
2509
DELISTED
Catalyst Pharmaceutical
CPRX
| $4.22M | ﹤0.01% |
329,043
+4,031
| +1% | +$47.8K |
|
2510
Stantec
STN
$8.39B
| $4.22M | ﹤0.01% |
96,296
+13,952
| +17% | +$657K |
|
2511
JPMorgan BetaBuilders Japan ETF
BBJP
$18.9B
| $4.22M | ﹤0.01% |
103,286
-40,726
| -28% | -$1.82M |
|
2512
New Mountain Finance
NMFC
$732M
| $4.21M | ﹤0.01% |
365,270
+30,201
| +9% | +$385K |
|
|
JPI
2513
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $4.21M | ﹤0.01% |
228,453
+8,513
| +4% | +$169K |
|
2514
Globus Medical
GMED
$11.2B
| $4.2M | ﹤0.01% |
70,497
-114
| -0.2% | -$6.87K |
|
2515
PUT
Ubiquiti
UI
$34.3B
| $4.2M | ﹤0.01% |
+14,300
| New | +$4.22M |
|
2516
Marcus & Millichap
MMI
$1.19B
| $4.19M | ﹤0.01% |
127,822
+10,191
| +9% | +$385K |
|
2517
CALL
FuelCell Energy
FCEL
$1.63B
| $4.18M | ﹤0.01% |
40,880
+16,667
| +69% | +$1.99M |
|
|
ESGR
2518
DELISTED
Enstar Group
ESGR
| $4.18M | ﹤0.01% |
24,647
+1,732
| +8% | +$338K |
|
2519
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
| $4.18M | ﹤0.01% |
130,936
+1,839
| +1% | +$64.2K |
|
|
NSA
2520
DELISTED
National Storage Affiliates Trust
NSA
| $4.18M | ﹤0.01% |
100,476
+2,398
| +2% | +$122K |
|
|
AQUA
2521
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $4.18M | ﹤0.01% |
126,286
+5,886
| +5% | +$214K |
|
|
NBH
2522
Neuberger Municipal Fund Inc
NBH
$304M
| $4.17M | ﹤0.01% |
412,323
+49,699
| +14% | +$563K |
|
2523
OneMain Financial
OMF
$7.47B
| $4.17M | ﹤0.01% |
141,241
+42,652
| +43% | +$1.57M |
|
2524
PUT
Harley-Davidson
HOG
$2.71B
| $4.17M | ﹤0.01% |
119,500
+69,500
| +139% | +$2.61M |
|
|
FFA
2525
First Trust Enhanced Equity Income Fund
FFA
$467M
| $4.15M | ﹤0.01% |
282,783
+1,081
| +0.4% | +$18.2K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.