UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
Schwab US REIT ETF
SCHH
$11.4B
| $5.9M | ﹤0.01% |
258,146
+226,162
| +707% | +$5.39M |
|
2502
Kratos Defense & Security Solutions
KTOS
$11.4B
| $5.89M | ﹤0.01% |
263,904
+120,609
| +84% | +$2.98M |
|
2503
Tanger
SKT
$4.52B
| $5.88M | ﹤0.01% |
360,900
+85,750
| +31% | +$1.49M |
|
2504
SLR Investment Corp
SLRC
$715M
| $5.88M | ﹤0.01% |
307,484
-91,073
| -23% | -$1.74M |
|
|
PHT
2505
DELISTED
Pioneer High Income Fund
PHT
| $5.87M | ﹤0.01% |
601,870
+29,395
| +5% | +$301K |
|
2506
CALL
Beyond Meat
BYND
$277M
| $5.86M | ﹤0.01% |
55,668
+26,244
| +89% | +$3.21M |
|
2507
CALL
Occidental Petroleum
OXY
$55.9B
| $5.84M | ﹤0.01% |
197,434
| – | – |
|
2508
Arthur J. Gallagher & Co
AJG
$63.6B
| $5.83M | ﹤0.01% |
39,207
-90,978
| -70% | -$13M |
|
2509
PUT
HCA Healthcare
HCA
$89.5B
| $5.83M | ﹤0.01% |
24,000
+4,000
| +20% | +$978K |
|
|
REGI
2510
DELISTED
Renewable Energy Group, Inc.
REGI
| $5.82M | ﹤0.01% |
115,886
+38,310
| +49% | +$2.1M |
|
2511
PUT
United Rentals
URI
$72.4B
| $5.79M | ﹤0.01% |
+16,500
| New | +$5.54M |
|
2512
Selective Insurance
SIGI
$5.73B
| $5.79M | ﹤0.01% |
76,646
-3,086
| -4% | -$248K |
|
|
FAX
2513
abrdn Asia-Pacific Income Fund
FAX
$600M
| $5.78M | ﹤0.01% |
232,172
-85,519
| -27% | -$2.19M |
|
|
ISBC
2514
DELISTED
Investors Bancorp, Inc.
ISBC
| $5.78M | ﹤0.01% |
382,540
-218,458
| -36% | -$3.05M |
|
|
BKI
2515
DELISTED
Black Knight, Inc. Common Stock
BKI
| $5.77M | ﹤0.01% |
80,137
+11,247
| +16% | +$864K |
|
2516
Applovin
APP
$116B
| $5.76M | ﹤0.01% |
79,652
+35,035
| +79% | +$2.38M |
|
2517
iShares Global Consumer Staples ETF
KXI
$1.07B
| $5.76M | ﹤0.01% |
96,031
-12,761
| -12% | -$788K |
|
2518
Ovintiv
OVV
$16.4B
| $5.75M | ﹤0.01% |
175,037
+20,074
| +13% | +$554K |
|
2519
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.14B
| $5.75M | ﹤0.01% |
157,695
+50
| +0% | +$1.89K |
|
2520
FormFactor
FORM
$9.17B
| $5.75M | ﹤0.01% |
154,017
+6,721
| +5% | +$250K |
|
2521
HEICO Corp Class A
HEI.A
$37.2B
| $5.74M | ﹤0.01% |
48,498
-32,441
| -40% | -$3.87M |
|
2522
iShares MSCI South Africa ETF
EZA
$592M
| $5.74M | ﹤0.01% |
122,088
+92,208
| +309% | +$4.4M |
|
2523
Invesco Pharmaceuticals ETF
PJP
$479M
| $5.73M | ﹤0.01% |
74,025
+23,309
| +46% | +$1.88M |
|
2524
CALL
United Parks & Resorts
PRKS
$2.12B
| $5.72M | ﹤0.01% |
103,400
-307,800
| -75% | -$15.5M |
|
2525
DT Midstream
DTM
$13.4B
| $5.72M | ﹤0.01% |
+123,651
| New | +$5.41M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.