UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CVET
2501
CALL
DELISTED
Covetrus, Inc. Common Stock
CVET
| $2.63M | ﹤0.01% |
+322,800
| New | +$3.69M |
|
|
EVBG
2502
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $2.63M | ﹤0.01% |
24,699
-21,546
| -47% | -$2.11M |
|
|
WW
2503
DELISTED
WW International
WW
| $2.63M | ﹤0.01% |
155,295
+118,324
| +320% | +$3.68M |
|
2504
IAMGOLD
IAG
$10.5B
| $2.62M | ﹤0.01% |
1,149,938
+1,003,137
| +683% | +$2.91M |
|
2505
Xencor
XNCR
$1.58B
| $2.62M | ﹤0.01% |
87,651
-45,796
| -34% | -$1.52M |
|
|
AMRN
2506
Amarin Corp
AMRN
$302M
| $2.62M | ﹤0.01% |
32,710
-2,889
| -8% | -$960K |
|
|
AIO
2507
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$900M
| $2.62M | ﹤0.01% |
163,432
+67,412
| +70% | +$1.25M |
|
2508
PUT
Axalta
AXTA
$8.07B
| $2.61M | ﹤0.01% |
151,200
+106,900
| +241% | +$2.73M |
|
2509
Floor & Decor
FND
$6.32B
| $2.61M | ﹤0.01% |
81,360
-161,903
| -67% | -$7.56M |
|
|
JHS
2510
John Hancock Income Securities Trust
JHS
$127M
| $2.61M | ﹤0.01% |
187,212
-1,171
| -0.6% | -$16.9K |
|
2511
SK Telecom
SKM
$12.8B
| $2.6M | ﹤0.01% |
97,172
+84,965
| +696% | +$2.82M |
|
|
JRO
2512
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $2.6M | ﹤0.01% |
350,660
+274,788
| +362% | +$2.51M |
|
|
TECX
2513
Tectonic Therapeutic
TECX
$608M
| $2.6M | ﹤0.01% |
13,923
+13,813
| +12,557% | +$3.25M |
|
2514
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
| $2.6M | ﹤0.01% |
100,429
+41,699
| +71% | +$1.37M |
|
2515
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
| $2.59M | ﹤0.01% |
62,658
-57,509
| -48% | -$2.64M |
|
2516
CALL
Capri Holdings
CPRI
$1.73B
| $2.59M | ﹤0.01% |
240,000
-220,900
| -48% | -$5.8M |
|
2517
Steven Madden
SHOO
$3.57B
| $2.59M | ﹤0.01% |
111,372
-29,183
| -21% | -$1.01M |
|
|
NOAH
2518
PUT
Noah Holdings
NOAH
$605M
| $2.59M | ﹤0.01% |
+100,000
| New | +$3.15M |
|
2519
Cimpress
CMPR
$2.29B
| $2.58M | ﹤0.01% |
48,578
+45,610
| +1,537% | +$4.63M |
|
2520
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
| $2.57M | ﹤0.01% |
184,101
-267,549
| -59% | -$5.15M |
|
2521
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
| $2.56M | ﹤0.01% |
68,513
+17,868
| +35% | +$749K |
|
2522
Hexcel
HXL
$7.64B
| $2.56M | ﹤0.01% |
68,770
-18,578
| -21% | -$1.2M |
|
|
DSM
2523
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
| $2.56M | ﹤0.01% |
356,688
-27,973
| -7% | -$218K |
|
|
AZPN
2524
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $2.56M | ﹤0.01% |
26,901
-915
| -3% | -$87K |
|
2525
AutoNation
AN
$6.9B
| $2.55M | ﹤0.01% |
90,965
+37,081
| +69% | +$1.53M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.