UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
CALL
Baker Hughes
BKR
$61.9B
| $5.65M | ﹤0.01% |
+220,400
| New | +$5.01M |
|
2502
PUT
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
| $5.65M | ﹤0.01% |
160,000
-230,000
| -59% | -$7.93M |
|
2503
Watts Water Technologies
WTS
$12.7B
| $5.63M | ﹤0.01% |
56,402
-70,817
| -56% | -$6.72M |
|
2504
WisdomTree International High Dividend Fund
DTH
$662M
| $5.62M | ﹤0.01% |
133,717
-1,060
| -0.8% | -$43K |
|
2505
SSR Mining
SSRM
$6.27B
| $5.61M | ﹤0.01% |
291,422
+83,796
| +40% | +$1.3M |
|
|
GAP
2506
The Gap Inc
GAP
$7.4B
| $5.61M | ﹤0.01% |
317,200
+68,916
| +28% | +$1.17M |
|
|
PPLT
2507
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
| $5.6M | ﹤0.01% |
615,890
+36,130
| +6% | +$310K |
|
2508
PUT
FedEx
FDX
$74.9B
| $5.59M | ﹤0.01% |
37,000
-12,400
| -25% | -$1.91M |
|
2509
Nuveen Credit Strategies Income Fund
JQC
$711M
| $5.59M | ﹤0.01% |
729,487
-287,793
| -28% | -$2.14M |
|
2510
CALL
Kinder Morgan
KMI
$68.8B
| $5.58M | ﹤0.01% |
263,600
| – | – |
|
2511
Advanced Energy
AEIS
$13B
| $5.58M | ﹤0.01% |
78,342
+17,432
| +29% | +$1.08M |
|
|
NOAH
2512
Noah Holdings
NOAH
$597M
| $5.58M | ﹤0.01% |
157,693
-102,250
| -39% | -$3.12M |
|
2513
Thor Industries
THO
$4.14B
| $5.57M | ﹤0.01% |
74,965
-82,847
| -52% | -$5.34M |
|
|
CARO
2514
DELISTED
Carolina Financial Corp.
CARO
| $5.55M | ﹤0.01% |
128,405
+112,195
| +692% | +$4.42M |
|
|
CTXS
2515
PUT
DELISTED
Citrix Systems Inc
CTXS
| $5.54M | ﹤0.01% |
50,000
| – | – |
|
2516
Jack in the Box
JACK
$331M
| $5.54M | ﹤0.01% |
71,050
+16,877
| +31% | +$1.4M |
|
2517
iShares Micro-Cap ETF
IWC
$1.52B
| $5.54M | ﹤0.01% |
55,715
-247
| -0.4% | -$22.8K |
|
|
CGC
2518
Canopy Growth
CGC
$416M
| $5.54M | ﹤0.01% |
26,267
+56
| +0.2% | +$11.1K |
|
|
ATAXZ
2519
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $5.53M | ﹤0.01% |
718,561
+65,128
| +10% | +$501K |
|
2520
CALL
AB InBev
BUD
$166B
| $5.53M | ﹤0.01% |
67,400
+50,400
| +296% | +$4.2M |
|
2521
PENN Entertainment
PENN
$2.71B
| $5.52M | ﹤0.01% |
216,004
+189,344
| +710% | +$4.21M |
|
|
BLE
2522
DELISTED
BlackRock Municipal Income Trust II
BLE
| $5.51M | ﹤0.01% |
364,524
-144,425
| -28% | -$2.18M |
|
2523
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
| $5.48M | ﹤0.01% |
169,731
+50,433
| +42% | +$1.56M |
|
2524
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$704M
| $5.46M | ﹤0.01% |
128,083
-57,650
| -31% | -$2.41M |
|
2525
CALL
PRA Group
PRAA
$783M
| $5.45M | ﹤0.01% |
+150,000
| New | +$5.31M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.