UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ACC
2501
DELISTED
American Campus Communities, Inc.
ACC
| $3.07M | ﹤0.01% |
64,464
-846
| -1% | -$41.3K |
|
2502
CALL
IBM
IBM
$213B
| $3.06M | ﹤0.01% |
18,410
-107,738
| -85% | -$18.1M |
|
2503
PUT
The Mosaic Company
MOS
$6.93B
| $3.06M | ﹤0.01% |
+105,000
| New | +$3.24M |
|
|
KIO
2504
KKR Income Opportunities Fund
KIO
$451M
| $3.06M | ﹤0.01% |
179,769
+17,372
| +11% | +$289K |
|
2505
Liberty Latin America Class C
LILAK
$1.67B
| $3.06M | ﹤0.01% |
154,943
-20,204
| -12% | -$398K |
|
|
USCR
2506
DELISTED
U S Concrete, Inc.
USCR
| $3.05M | ﹤0.01% |
47,295
+33,361
| +239% | +$2.16M |
|
2507
VanEck Long Muni ETF
MLN
$675M
| $3.05M | ﹤0.01% |
155,935
-101,810
| -40% | -$1.98M |
|
2508
Columbia Sportswear
COLM
$3B
| $3.05M | ﹤0.01% |
51,887
-2,704
| -5% | -$152K |
|
2509
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.94B
| $3.04M | ﹤0.01% |
100,000
+95,100
| +1,941% | +$3.07M |
|
|
Y
2510
DELISTED
Alleghany Corp
Y
| $3.04M | ﹤0.01% |
4,944
-2,573
| -34% | -$1.6M |
|
|
IRBT
2511
DELISTED
iRobot
IRBT
| $3.04M | ﹤0.01% |
45,901
-25,384
| -36% | -$1.5M |
|
2512
Stepan Co
SCL
$1.44B
| $3.04M | ﹤0.01% |
38,516
+2,321
| +6% | +$181K |
|
2513
PUT
Williams-Sonoma
WSM
$28.2B
| $3.04M | ﹤0.01% |
+113,200
| New | +$2.76M |
|
|
NSL
2514
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $3.04M | ﹤0.01% |
447,042
+34,903
| +8% | +$243K |
|
2515
Terex
TEX
$7.36B
| $3.03M | ﹤0.01% |
96,507
-133
| -0.1% | -$4.18K |
|
2516
American States Water
AWR
$3.32B
| $3.02M | ﹤0.01% |
68,283
+19,226
| +39% | +$841K |
|
|
NML
2517
Neuberger Energy Infrastructure and Income Fund Inc
NML
$592M
| $3.02M | ﹤0.01% |
298,220
+42,358
| +17% | +$426K |
|
2518
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
| $3.02M | ﹤0.01% |
113,846
-38,780
| -25% | -$1.03M |
|
2519
Pediatrix Medical
MD
$2.16B
| $3.02M | ﹤0.01% |
43,518
-9,448
| -18% | -$656K |
|
2520
CALL
Darden Restaurants
DRI
$23.6B
| $3.01M | ﹤0.01% |
+36,000
| New | +$2.7M |
|
|
GRA
2521
DELISTED
W.R. Grace & Co.
GRA
| $3.01M | ﹤0.01% |
43,207
+31,759
| +277% | +$2.23M |
|
2522
Wabash National
WNC
$508M
| $3.01M | ﹤0.01% |
145,323
-164,869
| -53% | -$3.23M |
|
2523
Vanguard Russell 2000 Value ETF
VTWV
$1.31B
| $3M | ﹤0.01% |
29,247
+722
| +3% | +$74.3K |
|
2524
PUT
Helmerich & Payne
HP
$3.41B
| $3M | ﹤0.01% |
45,000
| – | – |
|
2525
CALL
eBay
EBAY
$47.6B
| $2.99M | ﹤0.01% |
89,000
+51,700
| +139% | +$1.68M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.