UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
TotalEnergies
TTE
|
+$401M |
| 3 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 4 |
Cognizant
CTSH
|
+$180M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HYI
2501
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
| $2.85M | ﹤0.01% |
184,850
+31,370
| +20% | +$474K |
|
2502
iShares US Equity Factor ETF
LRGF
$3.69B
| $2.84M | ﹤0.01% |
112,697
+95,185
| +544% | +$2.38M |
|
|
SWFT
2503
DELISTED
Swift Transportation Company
SWFT
| $2.84M | ﹤0.01% |
132,238
-34,697
| -21% | -$660K |
|
|
ACIA
2504
DELISTED
Acacia Communications Inc
ACIA
| $2.84M | ﹤0.01% |
27,475
+27,351
| +22,057% | +$2.36M |
|
|
JHS
2505
John Hancock Income Securities Trust
JHS
$127M
| $2.83M | ﹤0.01% |
190,373
+34,653
| +22% | +$509K |
|
2506
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
| $2.83M | ﹤0.01% |
56,374
+2,307
| +4% | +$116K |
|
|
BSJG
2507
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| $2.82M | ﹤0.01% |
109,297
-123,117
| -53% | -$3.18M |
|
|
CCEC
2508
Capital Clean Energy Carriers
CCEC
$1.38B
| $2.81M | ﹤0.01% |
123,185
-59,893
| -33% | -$1.44M |
|
|
TVPT
2509
CALL
DELISTED
Travelport Worldwide Limited
TVPT
| $2.81M | ﹤0.01% |
+187,000
| New | +$2.57M |
|
2510
PUT
NXP Semiconductors
NXPI
$56.5B
| $2.81M | ﹤0.01% |
+27,500
| New | +$2.33M |
|
2511
Stellus Capital Investment Corp
SCM
$225M
| $2.8M | ﹤0.01% |
257,315
+37,805
| +17% | +$418K |
|
|
PDCO
2512
DELISTED
Patterson Companies, Inc.
PDCO
| $2.8M | ﹤0.01% |
60,921
-38,638
| -39% | -$1.83M |
|
2513
CALL
iShares US Home Construction ETF
ITB
$2.31B
| $2.79M | ﹤0.01% |
101,400
+99,000
| +4,125% | +$2.83M |
|
2514
Littelfuse
LFUS
$11.3B
| $2.79M | ﹤0.01% |
21,629
+9,877
| +84% | +$1.21M |
|
2515
AptarGroup
ATR
$8.7B
| $2.78M | ﹤0.01% |
35,946
+1,606
| +5% | +$126K |
|
2516
Webster Financial
WBS
$12.6B
| $2.78M | ﹤0.01% |
73,164
+25,219
| +53% | +$928K |
|
2517
Casey's General Stores
CASY
$31.8B
| $2.77M | ﹤0.01% |
23,051
-26,709
| -54% | -$3.44M |
|
2518
California Water Service
CWT
$3.05B
| $2.77M | ﹤0.01% |
86,332
+507
| +0.6% | +$16.4K |
|
2519
Nabors Industries
NBR
$1.25B
| $2.77M | ﹤0.01% |
4,553
-4,225
| -48% | -$2.08M |
|
|
NXR
2520
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
| $2.77M | ﹤0.01% |
179,071
-16,027
| -8% | -$251K |
|
2521
CALL
Eaton
ETN
$173B
| $2.77M | ﹤0.01% |
+42,100
| New | +$2.72M |
|
|
PMC
2522
DELISTED
PharMerica Corporation
PMC
| $2.76M | ﹤0.01% |
98,438
+12,376
| +14% | +$317K |
|
2523
NNN REIT
NNN
$9.03B
| $2.76M | ﹤0.01% |
54,281
-25,330
| -32% | -$1.29M |
|
2524
Wabtec
WAB
$50.1B
| $2.76M | ﹤0.01% |
33,816
-41,890
| -55% | -$3.08M |
|
2525
iShares Core MSCI Pacific ETF
IPAC
$2.71B
| $2.76M | ﹤0.01% |
54,254
+30,513
| +129% | +$1.5M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.