UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Churchill Downs
CHDN
$6.06B
| $4.49M | ﹤0.01% |
72,778
+27,468
| +61% | +$1.66M |
|
2477
United States Natural Gas Fund
UNG
$450M
| $4.49M | ﹤0.01% |
56,357
-118,528
| -68% | -$9.53M |
|
2478
RLI Corp
RLI
$5.91B
| $4.49M | ﹤0.01% |
96,680
+37,082
| +62% | +$1.68M |
|
2479
Invesco Short Term Treasury ETF
TBLL
$2.61B
| $4.49M | ﹤0.01% |
42,535
-14,298
| -25% | -$1.51M |
|
2480
Supernus Pharmaceuticals
SUPN
$2.72B
| $4.49M | ﹤0.01% |
43,563
-652,699
| -94% | -$19.3M |
|
2481
Trade Desk
TTD
$8.31B
| $4.48M | ﹤0.01% |
239,100
-55,200
| -19% | -$1.31M |
|
2482
New Jersey Resources
NJR
$5.53B
| $4.48M | ﹤0.01% |
98,990
+48,128
| +95% | +$2.26M |
|
2483
Toyota
TM
$222B
| $4.47M | ﹤0.01% |
33,264
-5,331
| -14% | -$698K |
|
2484
First Trust Multi Cap Value AlphaDEX Fund
FAB
$170M
| $4.47M | ﹤0.01% |
83,677
-1,320
| -2% | -$69.4K |
|
2485
Franco-Nevada
FNV
$44.6B
| $4.46M | ﹤0.01% |
48,917
+7,610
| +18% | +$698K |
|
2486
PUT
Thermo Fisher Scientific
TMO
$214B
| $4.46M | ﹤0.01% |
15,300
-19,400
| -56% | -$5.56M |
|
2487
Heron Therapeutics
HRTX
$94.5M
| $4.46M | ﹤0.01% |
240,848
+61,140
| +34% | +$1.13M |
|
2488
KB Home
KBH
$3.49B
| $4.45M | ﹤0.01% |
130,971
+84,852
| +184% | +$2.38M |
|
2489
PUT
Abbott
ABT
$187B
| $4.45M | ﹤0.01% |
53,200
+2,700
| +5% | +$229K |
|
2490
Manchester United
MANU
$3.78B
| $4.45M | ﹤0.01% |
270,757
+53,611
| +25% | +$943K |
|
2491
State Street Global Allocation ETF
GAL
$311M
| $4.44M | ﹤0.01% |
115,103
-1,533
| -1% | -$59K |
|
|
NLSN
2492
DELISTED
Nielsen Holdings plc
NLSN
| $4.43M | ﹤0.01% |
208,465
+154,416
| +286% | +$3.41M |
|
2493
Federated Hermes
FHI
$4.72B
| $4.42M | ﹤0.01% |
136,501
+35,618
| +35% | +$1.17M |
|
2494
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
| $4.42M | ﹤0.01% |
154,069
-12,860
| -8% | -$371K |
|
2495
Pacer Global Cash Cows Dividend ETF
GCOW
$3.45B
| $4.42M | ﹤0.01% |
148,805
+14,638
| +11% | +$436K |
|
|
RDS.A
2496
PUT
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $4.41M | ﹤0.01% |
+75,000
| New | +$4.45M |
|
2497
WhiteHorse Finance
WHF
$143M
| $4.41M | ﹤0.01% |
316,395
+49,699
| +19% | +$679K |
|
|
BPMC
2498
DELISTED
Blueprint Medicines
BPMC
| $4.4M | ﹤0.01% |
59,930
+59,370
| +10,602% | +$5.13M |
|
2499
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
| $4.4M | ﹤0.01% |
98,709
+3,183
| +3% | +$141K |
|
|
TLRD
2500
DELISTED
Tailored Brands, Inc.
TLRD
| $4.4M | ﹤0.01% |
999,631
+379,593
| +61% | +$1.92M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.