UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
| $3.77M | ﹤0.01% |
133,609
+1,646
| +1% | +$46.3K |
|
|
NXDT
2477
NexPoint Diversified Real Estate Trust
NXDT
$234M
| $3.76M | ﹤0.01% |
163,266
+10,841
| +7% | +$242K |
|
2478
CALL
Ollie's Bargain Outlet
OLLI
$4.44B
| $3.76M | ﹤0.01% |
+81,000
| New | +$3.58M |
|
2479
RH
RH
$3.13B
| $3.76M | ﹤0.01% |
53,415
-63,541
| -54% | -$3.98M |
|
2480
CALL
The Mosaic Company
MOS
$7.03B
| $3.75M | ﹤0.01% |
173,800
-271,200
| -61% | -$5.87M |
|
|
NDRM
2481
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
| $3.75M | ﹤0.01% |
96,452
+94,102
| +4,004% | +$3.46M |
|
|
MVF
2482
DELISTED
BlackRock MuniVest Fund
MVF
| $3.75M | ﹤0.01% |
386,123
+18,450
| +5% | +$181K |
|
|
ABCO
2483
DELISTED
Advisory Board Co
ABCO
| $3.74M | ﹤0.01% |
69,731
-20,357
| -23% | -$1.1M |
|
|
MNK
2484
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $3.74M | ﹤0.01% |
100,000
+70,000
| +233% | +$2.78M |
|
2485
Aramark
ARMK
$15B
| $3.73M | ﹤0.01% |
127,362
+77,013
| +153% | +$2.23M |
|
2486
Stellantis
STLA
$21.7B
| $3.73M | ﹤0.01% |
208,429
-37,645
| -15% | -$521K |
|
2487
Alliance Resource Partners
ARLP
$3.34B
| $3.73M | ﹤0.01% |
192,861
+111,259
| +136% | +$2.13M |
|
2488
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$593M
| $3.73M | ﹤0.01% |
40,647
-1,301
| -3% | -$118K |
|
|
MNDT
2489
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $3.73M | ﹤0.01% |
222,100
+202,100
| +1,011% | +$3.1M |
|
2490
Dorman Products
DORM
$3.98B
| $3.71M | ﹤0.01% |
51,883
-24,386
| -32% | -$1.75M |
|
|
OPLN
2491
Openlane
OPLN
$4.21B
| $3.71M | ﹤0.01% |
205,299
+27,926
| +16% | +$461K |
|
2492
Equity Lifestyle Properties
ELS
$12.6B
| $3.71M | ﹤0.01% |
87,164
+10,310
| +13% | +$449K |
|
2493
Editas Medicine
EDIT
$396M
| $3.71M | ﹤0.01% |
154,303
+62,697
| +68% | +$1.19M |
|
2494
Ligand Pharmaceuticals
LGND
$5.76B
| $3.7M | ﹤0.01% |
43,603
-18,977
| -30% | -$1.5M |
|
2495
CALL
Host Hotels & Resorts
HST
$17.2B
| $3.7M | ﹤0.01% |
+200,000
| New | +$3.64M |
|
2496
Federated Hermes
FHI
$4.55B
| $3.7M | ﹤0.01% |
124,436
+25,540
| +26% | +$718K |
|
2497
Lamar Advertising Co
LAMR
$16.2B
| $3.69M | ﹤0.01% |
53,870
-3,271
| -6% | -$221K |
|
|
KNOW
2498
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
| $3.69M | ﹤0.01% |
88,821
-29,341
| -25% | -$1.17M |
|
2499
First Trust Global Wind Energy ETF
FAN
$278M
| $3.68M | ﹤0.01% |
279,585
-34,243
| -11% | -$451K |
|
2500
Zions Bancorporation
ZION
$10.2B
| $3.68M | ﹤0.01% |
78,049
+36,106
| +86% | +$1.61M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.