UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Western Digital
WDC
$189B
| $258M | 0.09% |
7,489,606
+4,824,036
| +181% | +$152M |
|
227
PUT
Bank of America
BAC
$440B
| $258M | 0.09% |
9,407,972
+2,078,272
| +28% | +$61.5M |
|
228
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
| $256M | 0.09% |
6,128,200
-1,697,500
| -22% | -$75.7M |
|
229
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
| $256M | 0.09% |
1,602,904
-90,039
| -5% | -$15.1M |
|
230
First Trust Value Line Dividend Fund
FVD
$8.38B
| $255M | 0.09% |
6,811,070
-703,003
| -9% | -$27.8M |
|
231
CALL
iShares TIPS Bond ETF
TIP
$14.5B
| $254M | 0.09% |
2,445,300
-7,453,200
| -75% | -$789M |
|
232
PUT
Micron Technology
MU
$1.01T
| $253M | 0.09% |
3,722,900
+542,846
| +17% | +$36.4M |
|
233
Kinder Morgan
KMI
$69.9B
| $253M | 0.09% |
15,253,225
+2,519,525
| +20% | +$43.4M |
|
234
iShares Core Dividend Growth ETF
DGRO
$43.4B
| $253M | 0.09% |
5,100,464
+18,497
| +0.4% | +$958K |
|
235
iShares Russell 1000 ETF
IWB
$49.9B
| $251M | 0.09% |
1,068,549
+102,850
| +11% | +$25.2M |
|
236
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $251M | 0.09% |
6,078,037
-122,322
| -2% | -$5.3M |
|
237
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $250M | 0.09% |
3,635,508
-242,152
| -6% | -$17.7M |
|
238
Oneok
OKE
$55.2B
| $250M | 0.09% |
3,939,517
+1,614,035
| +69% | +$105M |
|
239
Dow Inc
DOW
$21.9B
| $246M | 0.08% |
4,766,810
+77,341
| +2% | +$4.15M |
|
240
Colgate-Palmolive
CL
$73.8B
| $245M | 0.08% |
3,448,279
-37,707
| -1% | -$2.82M |
|
|
241
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
| $243M | 0.08% |
7,317,900
+2,724,100
| +59% | +$93.9M |
|
242
GE Aerospace
GE
$391B
| $241M | 0.08% |
2,733,939
+360,351
| +15% | +$32.4M |
|
243
Gilead Sciences
GILD
$168B
| $233M | 0.08% |
3,104,913
-252,070
| -8% | -$19.4M |
|
244
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $233M | 0.08% |
2,106,260
-272,801
| -11% | -$30.1M |
|
245
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
| $232M | 0.08% |
1,192,977
-82,646
| -6% | -$16.9M |
|
246
CALL
iShares China Large-Cap ETF
FXI
$4.33B
| $231M | 0.08% |
8,721,000
-4,384,900
| -33% | -$121M |
|
247
AT&T
T
$160B
| $231M | 0.08% |
15,396,719
-6,140,274
| -29% | -$90M |
|
248
CALL
Mastercard
MA
$500B
| $231M | 0.08% |
582,800
+340,500
| +141% | +$137M |
|
|
SCHW
249
Charles Schwab
SCHW
$185B
| $230M | 0.08% |
4,185,941
-696,869
| -14% | -$42.1M |
|
250
PUT
Walmart Inc
WMT
$888B
| $228M | 0.08% |
4,282,800
+511,200
| +14% | +$27.2M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.