UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $279M | 0.09% |
7,180,603
+119,881
| +2% | +$4.7M |
|
227
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
| $279M | 0.09% |
1,995,829
+5,683
| +0.3% | +$807K |
|
|
NLSN
228
DELISTED
Nielsen Holdings plc
NLSN
| $278M | 0.09% |
14,480,001
+3,388,422
| +31% | +$75.4M |
|
229
GSK
GSK
$103B
| $277M | 0.09% |
5,791,152
-161,621
| -3% | -$8.12M |
|
230
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
| $273M | 0.09% |
1,615,265
+24,338
| +2% | +$4.17M |
|
231
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
| $270M | 0.08% |
3,366,131
-22,098
| -0.7% | -$1.83M |
|
232
VanEck Gold Miners ETF
GDX
$23.2B
| $269M | 0.08% |
9,132,293
-1,193,884
| -12% | -$38.9M |
|
233
American Electric Power
AEP
$69.9B
| $267M | 0.08% |
3,290,971
+173,145
| +6% | +$15.1M |
|
234
Dollar General
DG
$28.2B
| $267M | 0.08% |
1,257,104
+1,768
| +0.1% | +$399K |
|
235
PUT
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $266M | 0.08% |
3,568,200
+370,200
| +12% | +$28.6M |
|
236
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $266M | 0.08% |
2,607,797
-194,462
| -7% | -$19.8M |
|
237
CALL
iShares China Large-Cap ETF
FXI
$4.35B
| $265M | 0.08% |
6,808,800
+1,590,700
| +30% | +$65.7M |
|
238
PUT
Zoom
ZM
$28.8B
| $264M | 0.08% |
1,009,260
+191,000
| +23% | +$64.4M |
|
239
iShares Russell 1000 ETF
IWB
$49B
| $263M | 0.08% |
1,087,262
+46,474
| +4% | +$11.6M |
|
240
Gilead Sciences
GILD
$163B
| $260M | 0.08% |
3,720,876
+531,873
| +17% | +$37.4M |
|
241
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
| $260M | 0.08% |
2,040,700
+186,900
| +10% | +$24.7M |
|
242
Intuitive Surgical
ISRG
$133B
| $259M | 0.08% |
782,598
+55,302
| +8% | +$18.6M |
|
243
Vanguard High Dividend Yield ETF
VYM
$81.4B
| $258M | 0.08% |
2,500,473
-8,230
| -0.3% | -$870K |
|
|
244
CALL
VanEck Gold Miners ETF
GDX
$23.2B
| $258M | 0.08% |
8,762,000
+4,708,200
| +116% | +$153M |
|
245
PUT
CrowdStrike
CRWD
$206B
| $257M | 0.08% |
4,178,000
+752,800
| +22% | +$48.6M |
|
246
GE Aerospace
GE
$383B
| $256M | 0.08% |
3,984,817
-984,339
| -20% | -$63.3M |
|
247
iShares MSCI Brazil ETF
EWZ
$9.22B
| $255M | 0.08% |
7,951,686
+1,089,641
| +16% | +$39.8M |
|
|
248
PUT
VanEck Gold Miners ETF
GDX
$23.2B
| $255M | 0.08% |
8,667,100
+4,577,700
| +112% | +$149M |
|
249
CALL
Alcon
ALC
$34.2B
| $255M | 0.08% |
3,170,000
+63,400
| +2% | +$4.88M |
|
250
Crown Castle
CCI
$33.5B
| $255M | 0.08% |
1,471,778
-60,415
| -4% | -$11.7M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.