UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
PUT
ConocoPhillips
COP
$139B
| $198M | 0.09% |
3,958,000
+215,000
| +6% | +$9.66M |
|
227
iShares Biotechnology ETF
IBB
$9.55B
| $196M | 0.09% |
1,763,961
-58,341
| -3% | -$6.24M |
|
228
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
| $193M | 0.09% |
1,814,798
-132,819
| -7% | -$14.2M |
|
229
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
| $193M | 0.09% |
1,544,800
+1,344,800
| +672% | +$169M |
|
230
Salesforce
CRM
$149B
| $192M | 0.09% |
2,057,020
-49,096
| -2% | -$4.52M |
|
231
MetLife
MET
$62.7B
| $192M | 0.09% |
3,692,574
-155,951
| -4% | -$7.59M |
|
232
FedEx
FDX
$74B
| $190M | 0.09% |
842,271
-194,052
| -19% | -$41.3M |
|
233
BP
BP
$107B
| $190M | 0.09% |
5,473,814
-461,754
| -8% | -$14.7M |
|
234
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
| $189M | 0.09% |
3,845,790
+246,337
| +7% | +$12.2M |
|
235
Occidental Petroleum
OXY
$53.6B
| $189M | 0.09% |
2,936,928
+583,163
| +25% | +$35.5M |
|
236
CALL
Alphabet (Google) Class A
GOOGL
$4.08T
| $188M | 0.09% |
3,868,000
+1,338,000
| +53% | +$63.5M |
|
237
Vanguard Health Care ETF
VHT
$18.6B
| $188M | 0.09% |
1,235,005
-287,690
| -19% | -$42.9M |
|
238
CALL
Amazon
AMZN
$2.48T
| $188M | 0.09% |
3,906,000
+1,195,900
| +44% | +$58.7M |
|
239
iShares Core S&P US Growth ETF
IUSG
$31B
| $181M | 0.08% |
3,585,046
+73,581
| +2% | +$3.65M |
|
240
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $179M | 0.08% |
2,245,086
-23,267
| -1% | -$1.86M |
|
241
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $179M | 0.08% |
1,761,268
+94,218
| +6% | +$9.58M |
|
242
CALL
Tesla
TSLA
$1.21T
| $179M | 0.08% |
7,867,500
+4,083,000
| +108% | +$94.2M |
|
243
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
| $178M | 0.08% |
2,502,519
+39,289
| +2% | +$2.77M |
|
|
RTN
244
DELISTED
Raytheon Company
RTN
| $176M | 0.08% |
941,366
-4,163
| -0.4% | -$733K |
|
245
EOG Resources
EOG
$74.4B
| $174M | 0.08% |
1,801,337
+67,428
| +4% | +$6.09M |
|
246
Vanguard High Dividend Yield ETF
VYM
$81.9B
| $173M | 0.08% |
2,139,275
-118,982
| -5% | -$9.44M |
|
|
TWX
247
DELISTED
Time Warner Inc
TWX
| $173M | 0.08% |
1,686,796
+338,254
| +25% | +$34.3M |
|
248
Vodafone
VOD
$37.7B
| $172M | 0.08% |
6,089,100
-3,118
| -0.1% | -$90.2K |
|
249
PUT
SLB Ltd
SLB
$74.2B
| $172M | 0.08% |
2,461,715
+13,400
| +0.5% | +$886K |
|
250
CALL
Citigroup
C
$222B
| $172M | 0.08% |
2,358,600
+1,121,975
| +91% | +$76.6M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.