UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
226
PUT
SPDR Gold Trust
GLD
$131B
| $176M | 0.1% |
1,606,100
+243,846
| +18% | +$28.3M |
|
227
PUT
Mondelez International
MDLZ
$82.9B
| $175M | 0.1% |
3,946,200
+1,692,500
| +75% | +$72.9M |
|
228
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
| $174M | 0.1% |
2,845,228
-1,538,250
| -35% | -$97.2M |
|
229
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $174M | 0.1% |
1,420,019
-156,124
| -10% | -$19.4M |
|
230
Costco
COST
$432B
| $174M | 0.1% |
1,085,694
+81,553
| +8% | +$12.4M |
|
231
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $174M | 0.1% |
1,714,265
+146,590
| +9% | +$14.9M |
|
232
CALL
Amazon
AMZN
$2.44T
| $173M | 0.1% |
4,620,000
+4,198,000
| +995% | +$165M |
|
233
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
| $171M | 0.09% |
6,873,492
+2,718,540
| +65% | +$66M |
|
234
CALL
Advance Auto Parts
AAP
$3.53B
| $170M | 0.09% |
1,006,700
+766,500
| +319% | +$120M |
|
235
Eli Lilly
LLY
$1.08T
| $169M | 0.09% |
2,303,734
+358,703
| +18% | +$26.7M |
|
236
Kraft Heinz
KHC
$32.8B
| $168M | 0.09% |
1,927,535
+86,904
| +5% | +$7.43M |
|
237
Travelers Companies
TRV
$81.1B
| $168M | 0.09% |
1,370,789
-25,887
| -2% | -$2.96M |
|
238
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $168M | 0.09% |
2,213,521
+256,766
| +13% | +$18.8M |
|
239
PUT
Citigroup
C
$213B
| $167M | 0.09% |
2,815,700
+997,700
| +55% | +$53.8M |
|
|
240
CALL
Procter & Gamble
PG
$340B
| $166M | 0.09% |
1,976,200
-12,214,200
| -86% | -$1.04B |
|
241
PUT
Netflix
NFLX
$307B
| $163M | 0.09% |
13,175,000
-993,000
| -7% | -$11.8M |
|
242
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $163M | 0.09% |
825,498
+182,268
| +28% | +$34.4M |
|
243
Broadcom
AVGO
$1.76T
| $162M | 0.09% |
9,173,390
-647,430
| -7% | -$11.2M |
|
|
APC
244
DELISTED
Anadarko Petroleum
APC
| $160M | 0.09% |
2,298,376
-107,071
| -4% | -$6.96M |
|
245
TechnipFMC
FTI
$28.6B
| $159M | 0.09% |
6,017,161
+304,681
| +5% | +$7.62M |
|
|
246
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $159M | 0.09% |
+805,000
| New | +$152M |
|
247
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $159M | 0.09% |
2,907,550
-641,586
| -18% | -$35.4M |
|
248
US Bancorp
USB
$97.9B
| $157M | 0.09% |
3,051,988
-76,743
| -2% | -$3.65M |
|
249
PUT
Starbucks
SBUX
$119B
| $154M | 0.09% |
2,772,600
+95,200
| +4% | +$5.27M |
|
250
Goldman Sachs
GS
$289B
| $153M | 0.08% |
639,157
+54,743
| +9% | +$11.1M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.