UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$351M |
| 2 |
Cisco
CSCO
|
+$313M |
| 3 |
Coca-Cola
KO
|
+$283M |
| 4 |
Estee Lauder
EL
|
+$268M |
| 5 |
TUYA
Tuya Inc
TUYA
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$3.16B |
| 2 |
TAL Education Group
TAL
|
+$1.92B |
| 3 |
Alibaba
BABA
|
+$1.88B |
| 4 |
Procter & Gamble
PG
|
+$640M |
| 5 |
New Oriental
EDU
|
+$454M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.72% |
| 2 | Healthcare | 12.81% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 12.5% |
| 5 | Communication Services | 10.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2451
Aclaris Therapeutics
ACRS
$715M
| $549K | ﹤0.01% |
+31,280
| New | +$711K |
|
2452
Advantage Solutions
ADV
$575M
| $547K | ﹤0.01% |
+2,029
| New | +$626K |
|
2453
Spruce Power Holding Corp
SPRU
$36.6M
| $546K | ﹤0.01% |
+8,191
| New | +$482K |
|
|
DCBO
2454
Docebo
DCBO
$559M
| $545K | ﹤0.01% |
9,200
+3,700
| +67% | +$189K |
|
|
EGLX
2455
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
| $544K | ﹤0.01% |
+91,500
| New | +$623K |
|
2456
Enanta Pharmaceuticals
ENTA
$362M
| $543K | ﹤0.01% |
12,331
-1,206
| -9% | -$59.1K |
|
2457
Community Trust Bancorp
CTBI
$1.42B
| $542K | ﹤0.01% |
13,426
+1,170
| +10% | +$51.3K |
|
2458
Horizon Bancorp
HBNC
$1.06B
| $542K | ﹤0.01% |
31,093
-795
| -2% | -$14.5K |
|
|
SHOE
2459
Shoe Station Group
SHOE
$424M
| $540K | ﹤0.01% |
15,072
+6,510
| +76% | +$211K |
|
|
CCF
2460
DELISTED
Chase Corporation
CCF
| $538K | ﹤0.01% |
5,247
-4,006
| -43% | -$443K |
|
2461
Hims & Hers Health
HIMS
$5.79B
| $536K | ﹤0.01% |
+49,261
| New | +$586K |
|
|
KREF
2462
KKR Real Estate Finance Trust
KREF
$466M
| $531K | ﹤0.01% |
24,558
-4,005
| -14% | -$83.9K |
|
2463
Arrow Financial
AROW
$662M
| $530K | ﹤0.01% |
16,118
-1,088
| -6% | -$35.7K |
|
|
ABST
2464
DELISTED
Absolute Software Corp
ABST
| $530K | ﹤0.01% |
36,600
+4,800
| +15% | +$68.2K |
|
2465
Kodak
KODK
$809M
| $529K | ﹤0.01% |
63,612
+3,212
| +5% | +$25.2K |
|
2466
EverQuote
EVER
$949M
| $526K | ﹤0.01% |
16,100
+8,300
| +106% | +$277K |
|
2467
Lindblad Expeditions
LIND
$1.95B
| $524K | ﹤0.01% |
32,743
+2,255
| +7% | +$38.1K |
|
|
EAR
2468
DELISTED
Eargo, Inc. Common Stock
EAR
| $523K | ﹤0.01% |
+655
| New | +$549K |
|
2469
First Financial Corp
THFF
$948M
| $523K | ﹤0.01% |
12,807
-1,558
| -11% | -$69.1K |
|
|
CNSL
2470
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $521K | ﹤0.01% |
59,315
+5,702
| +11% | +$45.8K |
|
2471
Phibro Animal Health
PAHC
$1.5B
| $520K | ﹤0.01% |
18,019
+8,085
| +81% | +$219K |
|
|
VBIV
2472
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
| $520K | ﹤0.01% |
5,170
+85
| +2% | +$8.29K |
|
2473
Vuzix
VUZI
$178M
| $516K | ﹤0.01% |
+28,108
| New | +$567K |
|
|
TPC
2474
Tutor Perini Cor
TPC
$4.03B
| $515K | ﹤0.01% |
37,199
-15,276
| -29% | -$244K |
|
2475
Napco Security Technologies
NSSC
$1.3B
| $515K | ﹤0.01% |
28,314
+2,114
| +8% | +$36.2K |
|
Similar funds
UBS AM's Q2 2021 Portfolio in Review
As of Q2 2021, UBS AM held 2,827 positions worth $234B, up 3.3% from $226B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM withdrew a net $11.4B in Q2 2021, closing 76 positions and reducing 923 holdings. Its most notable exit was Seagate, an estimated $107M position sold in full.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS AM opened a new position in Vanguard Short-Term Treasury ETF worth $350M.
- UBS AM's largest Q2 2021 buy was Vanguard Short-Term Treasury ETF: 5,703,693 shares worth $350M.
- UBS AM added most to Cisco in Q2 2021, an estimated $313M increase.
- UBS AM's biggest Q2 2021 reduction was Microsoft, cutting an estimated $3.16B.
- UBS AM fully exited Seagate in Q2 2021, selling an estimated $107M.
- UBS AM's ten largest holdings make up 21% of its $234B portfolio in Q2 2021.
- UBS AM opened 239 new positions and closed 76 in Q2 2021.
- UBS AM's portfolio value rose 3.3% quarter-over-quarter to $234B.
Based on UBS AM's 13F filing for Q2 2021, filed 16 Aug 2021.