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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+11.59%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$186B
AUM Growth
+$22.4B
Cap. Flow
+$5.02B
Cap. Flow %
2.7%
Top 10 Hldgs %
25.51%
Holding
2,541
New
79
Increased
1,449
Reduced
718
Closed
56

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.79B
2
META icon
Meta Platforms (Facebook)
META
+$412M
3
TAL icon
TAL Education Group
TAL
+$200M
4
PPD
PPD, Inc. Common Stock
PPD
+$184M
5
INTU icon
Intuit
INTU
+$182M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.43B
2
NTES icon
NetEase
NTES
+$245M
3
GS icon
Goldman Sachs
GS
+$161M
4
PPLI
People Inc
PPLI
+$114M
5
BIDU icon
Baidu
BIDU
+$110M

Sector Composition

Rank Sector Weight
1 Technology 24.43%
2 Consumer Discretionary 14.2%
3 Healthcare 13.11%
4 Financials 11.12%
5 Communication Services 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBIO
2451
DELISTED
Generation Bio
GBIO
– –
-2,600
Closed -$546K
GRFS
2452
Grifois
GRFS
$5.58B
– –
-472,009
Closed -$8.61M
GTX icon
2453
Garrett Motion
GTX
$5.78B
– –
-94,399
Closed -$523K
HY icon
2454
Hyster-Yale Materials Handling
HY
$600M
– –
-5,180
Closed -$200K
IPAR icon
2455
Interparfums
IPAR
$4.02B
– –
-10,143
Closed -$488K
KB icon
2456
KB Financial Group
KB
$42.5B
– –
-21,300
Closed -$593K
KGC icon
2457
Kinross Gold
KGC
$28.2B
– –
-462,000
Closed -$3.34M
LEGN icon
2458
Legend Biotech
LEGN
$3.69B
– –
-25,000
Closed -$1.06M
OBK icon
2459
Origin Bancorp
OBK
$1.69B
– –
-11,285
Closed -$248K
ORIC icon
2460
Oric Pharmaceuticals
ORIC
$1.2B
– –
-12,775
Closed -$431K
PAHC icon
2461
Phibro Animal Health
PAHC
$1.48B
– –
-9,934
Closed -$261K
PAM icon
2462
Pampa Energía
PAM
$4.77B
– –
-15,400
Closed -$162K
PLCE icon
2463
Children's Place
PLCE
$54.3M
– –
-6,341
Closed -$237K
QCRH icon
2464
QCR Holdings
QCRH
$1.69B
– –
-6,672
Closed -$208K
REX icon
2465
REX American Resources
REX
$1.44B
– –
-17,454
Closed -$202K
TS icon
2466
Tenaris
TS
$28.6B
– –
-14,589
Closed -$189K
WASH icon
2467
Washington Trust Bancorp
WASH
$748M
– –
-7,782
Closed -$255K
WF icon
2468
Woori Financial
WF
$17.1B
– –
-28,192
Closed -$625K
NARI
2469
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-15,000
Closed -$727K
GRTS
2470
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
– –
-350,465
Closed -$2.33M
TUP
2471
DELISTED
Tupperware Brands Corporation
TUP
– –
-14,356
Closed -$68.2K
FUSN
2472
DELISTED
Fusion Pharmaceuticals Inc. Common Shares
FUSN
– –
-178,155
Closed -$3.11M
CASA
2473
DELISTED
Casa Systems, Inc. Common Stock
CASA
– –
-10,940
Closed -$45.5K
TGA
2474
DELISTED
Transglobe Energy Corp
TGA
– –
-985,641
Closed -$563K
ENIA
2475
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
– –
-13,260
Closed -$99.6K
96 97 98
99
100

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UBS AM's Q3 2020 Portfolio in Review

As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
  • UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
  • UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
  • UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
  • UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
  • UBS AM opened 79 new positions and closed 56 in Q3 2020.
  • UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.

Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.