UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TBRG
2426
DELISTED
TruBridge
TBRG
| $232K | ﹤0.01% |
14,550
| – | – |
|
|
TSE
2427
DELISTED
Trinseo
TSE
| $232K | ﹤0.01% |
28,349
+133
| +0.5% | +$1.69K |
|
2428
Franklin Covey
FC
$245M
| $230K | ﹤0.01% |
+5,358
| New | +$238K |
|
2429
The RMR Group
RMR
$326M
| $227K | ﹤0.01% |
9,268
-6,295
| -40% | -$152K |
|
2430
BlueLinx
BXC
$417M
| $226K | ﹤0.01% |
2,753
-1,783
| -39% | -$157K |
|
2431
United States Lime & Minerals
USLM
$3.12B
| $226K | ﹤0.01% |
+5,610
| New | +$233K |
|
2432
Hingham Institution for Saving
HIFS
$623M
| $225K | ﹤0.01% |
1,204
| – | – |
|
|
SRG
2433
Seritage Growth Properties
SRG
$136M
| $224K | ﹤0.01% |
28,949
| – | – |
|
2434
Seres Therapeutics
MCRB
$46.1M
| $224K | ﹤0.01% |
4,705
| – | – |
|
2435
Sana Biotechnology
SANA
$863M
| $223K | ﹤0.01% |
57,595
+19,777
| +52% | +$106K |
|
2436
Traeger
COOK
$177M
| $223K | ﹤0.01% |
1,631
+55
| +3% | +$11.7K |
|
2437
South Plains Financial
SPFI
$841M
| $222K | ﹤0.01% |
+8,400
| New | +$217K |
|
2438
Independent Bank Corp
IBCP
$789M
| $222K | ﹤0.01% |
12,083
| – | – |
|
2439
Ducommun
DCO
$2.74B
| $221K | ﹤0.01% |
5,069
-4,503
| -47% | -$204K |
|
2440
Haverty Furniture Companies
HVT
$398M
| $220K | ﹤0.01% |
7,634
-4,203
| -36% | -$134K |
|
2441
Thryv Holdings
THRY
$179M
| $220K | ﹤0.01% |
11,700
| – | – |
|
|
TPIC
2442
DELISTED
TPI Composites
TPIC
| $217K | ﹤0.01% |
82,042
+36,962
| +82% | +$226K |
|
2443
OrthoPediatrics
KIDS
$510M
| $217K | ﹤0.01% |
6,775
-5,300
| -44% | -$204K |
|
2444
KRONOS Worldwide
KRO
$690M
| $217K | ﹤0.01% |
27,953
| – | – |
|
2445
Phibro Animal Health
PAHC
$1.47B
| $217K | ﹤0.01% |
16,956
| – | – |
|
|
MODV
2446
DELISTED
ModivCare
MODV
| $216K | ﹤0.01% |
6,868
-5,240
| -43% | -$205K |
|
|
AGTI
2447
DELISTED
Agiliti Inc
AGTI
| $216K | ﹤0.01% |
33,288
+12,703
| +62% | +$154K |
|
|
ALLK
2448
DELISTED
Allakos
ALLK
| $211K | ﹤0.01% |
93,127
+13,000
| +16% | +$48.3K |
|
2449
Stagwell
STGW
$2.06B
| $211K | ﹤0.01% |
44,977
-23,539
| -34% | -$139K |
|
2450
Blue Bird Corp
BLBD
$2.37B
| $210K | ﹤0.01% |
9,828
| – | – |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.