UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LX
2401
LexinFintech Holdings
LX
$239M
| $264K | ﹤0.01% |
119,295
| – | – |
|
2402
Mercantile Bank Corp
MBWM
$1.04B
| $263K | ﹤0.01% |
8,502
| – | – |
|
|
MLNK
2403
DELISTED
MeridianLink
MLNK
| $259K | ﹤0.01% |
15,190
| – | – |
|
2404
Dream Finders Homes
DFH
$1.2B
| $255K | ﹤0.01% |
11,457
| – | – |
|
2405
Symbotic
SYM
$5.4B
| $254K | ﹤0.01% |
+7,600
| New | +$313K |
|
|
OPI
2406
DELISTED
Office Properties Income Trust
OPI
| $254K | ﹤0.01% |
61,940
-206,107
| -77% | -$1.43M |
|
2407
Babcock & Wilcox
BW
$1.4B
| $249K | ﹤0.01% |
59,256
+33,334
| +129% | +$174K |
|
2408
Peapack-Gladstone Financial
PGC
$812M
| $248K | ﹤0.01% |
9,662
| – | – |
|
|
VLD
2409
DELISTED
Velo3D, Inc.
VLD
| $247K | ﹤0.01% |
4,527
+1,018
| +29% | +$63.2K |
|
2410
Ranpak Holdings
PACK
$437M
| $246K | ﹤0.01% |
45,308
| – | – |
|
2411
GoodRx Holdings
GDRX
$1.04B
| $244K | ﹤0.01% |
43,287
+19,810
| +84% | +$132K |
|
2412
Camden National
CAC
$985M
| $244K | ﹤0.01% |
8,629
-6,362
| -42% | -$205K |
|
2413
Mesa Laboratories
MLAB
$553M
| $243K | ﹤0.01% |
2,315
-1,526
| -40% | -$195K |
|
2414
RCI Hospitality Holdings
RICK
$194M
| $242K | ﹤0.01% |
3,994
| – | – |
|
|
BFS
2415
Saul Centers
BFS
$841M
| $241K | ﹤0.01% |
6,844
| – | – |
|
2416
Nuvation Bio
NUVB
$2.22B
| $240K | ﹤0.01% |
178,816
| – | – |
|
2417
World Acceptance Corp
WRLD
$840M
| $239K | ﹤0.01% |
1,879
-1,701
| -48% | -$235K |
|
2418
Bar Harbor Bankshares
BHB
$665M
| $237K | ﹤0.01% |
10,039
| – | – |
|
2419
Clearfield
CLFD
$417M
| $235K | ﹤0.01% |
8,213
-6,866
| -46% | -$270K |
|
2420
Johnson Outdoors
JOUT
$495M
| $235K | ﹤0.01% |
4,300
-3,697
| -46% | -$210K |
|
2421
Frontier Group Holdings
ULCC
$1.55B
| $234K | ﹤0.01% |
48,341
-637,877
| -93% | -$4.78M |
|
2422
Angi Inc
ANGI
$223M
| $234K | ﹤0.01% |
11,803
| – | – |
|
2423
VSE Corp
VSEC
$5.44B
| $233K | ﹤0.01% |
+4,627
| New | +$252K |
|
2424
Viridian Therapeutics
VRDN
$2.09B
| $233K | ﹤0.01% |
15,161
-8,460
| -36% | -$161K |
|
|
ONTF
2425
DELISTED
ON24
ONTF
| $232K | ﹤0.01% |
36,721
+23,944
| +187% | +$177K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.