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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$226B
AUM Growth
+$12.7B
Cap. Flow
+$2.2B
Cap. Flow %
0.97%
Top 10 Hldgs %
21.76%
Holding
2,645
New
86
Increased
1,071
Reduced
1,043
Closed
44

Top Buys

Rank Stock Value
1
INFY icon
Infosys
INFY
+$767M
2
AMZN icon
Amazon
AMZN
+$288M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$287M
4
NVDA icon
NVIDIA
NVDA
+$259M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$249M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$347M
2
TWTR
Twitter, Inc.
TWTR
+$316M
3
C icon
Citigroup
C
+$269M
4
CHTR icon
Charter Communications
CHTR
+$229M
5
NTES icon
NetEase
NTES
+$211M

Sector Composition

Rank Sector Weight
1 Technology 25.35%
2 Consumer Discretionary 13.14%
3 Financials 12.19%
4 Healthcare 12.04%
5 Communication Services 9.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENT icon
2401
Central Garden & Pet Co
CENT
$2.76B
$355K ﹤0.01%
7,659
– –
SIBN icon
2402
SI-BONE Inc
SIBN
$818M
$353K ﹤0.01%
11,100
+1,100
+11% +$33.8K
UMC icon
2403
United Microelectronic
UMC
$42.9B
$353K ﹤0.01%
38,700
-3,200
-8% -$29.6K
PDFS icon
2404
PDF Solutions
PDFS
$1.72B
$351K ﹤0.01%
19,721
– –
FF icon
2405
Future Fuel
FF
$205M
$341K ﹤0.01%
23,500
– –
VAPO
2406
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$341K ﹤0.01%
1,775
-1,675
-49% -$389K
FFIC
2407
DELISTED
Flushing Financial
FFIC
$335K ﹤0.01%
15,763
– –
QTTB icon
2408
Q32 Bio
QTTB
$435M
$334K ﹤0.01%
1,972
+416
+27% +$87.6K
CFB
2409
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$330K ﹤0.01%
23,912
-4,188
-15% -$54K
CMTL icon
2410
Comtech Telecommunications
CMTL
$49.7M
$320K ﹤0.01%
12,892
– –
TXMD icon
2411
TherapeuticsMD
TXMD
$23.8M
$317K ﹤0.01%
4,724
+2,353
+99% +$184K
AKBA icon
2412
Akebia Therapeutics
AKBA
$338M
$316K ﹤0.01%
93,418
+5,338
+6% +$19.2K
ANAB icon
2413
AnaptysBio
ANAB
$1.54B
$316K ﹤0.01%
14,646
-2,227
-13% -$56.2K
LXFR icon
2414
Luxfer Holdings
LXFR
$456M
$315K ﹤0.01%
14,800
– –
GOCO
2415
DELISTED
GoHealth
GOCO
$312K ﹤0.01%
1,777
-150
-8% -$30.3K
GNK icon
2416
Genco Shipping & Trading
GNK
$1.1B
$311K ﹤0.01%
30,900
+15,100
+96% +$146K
FMTX
2417
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
$305K ﹤0.01%
+10,900
New +$393K
GRC icon
2418
Gorman-Rupp
GRC
$2.07B
$301K ﹤0.01%
9,082
– –
XENT
2419
DELISTED
Intersect ENT, Inc
XENT
$301K ﹤0.01%
14,398
– –
TCRR
2420
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$298K ﹤0.01%
13,500
-5,500
-29% -$150K
IBCP icon
2421
Independent Bank Corp
IBCP
$796M
$297K ﹤0.01%
12,582
– –
QCRH icon
2422
QCR Holdings
QCRH
$1.68B
$297K ﹤0.01%
6,287
– –
NWLI
2423
DELISTED
National Western Life Group, Inc. Class A
NWLI
$296K ﹤0.01%
1,190
– –
ASMB icon
2424
Assembly Biosciences
ASMB
$498M
$295K ﹤0.01%
5,342
+1,404
+36% +$93.1K
ICPT
2425
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$292K ﹤0.01%
12,631
– –
95 96
97
98 99

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UBS AM's Q1 2021 Portfolio in Review

As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.

  • UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
  • UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
  • UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
  • UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
  • UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
  • UBS AM opened 86 new positions and closed 44 in Q1 2021.
  • UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.

Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.