UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ONL
2301
Orion Office REIT
ONL
$150M
| $410K | ﹤0.01% |
78,726
+1,812
| +2% | +$11K |
|
|
SEMR
2302
DELISTED
Semrush
SEMR
| $407K | ﹤0.01% |
47,893
+6,903
| +17% | +$64.3K |
|
2303
Titan Machinery
TITN
$396M
| $403K | ﹤0.01% |
15,160
-6,199
| -29% | -$183K |
|
|
GOOD
2304
Gladstone Commercial Corp
GOOD
$605M
| $402K | ﹤0.01% |
33,095
| – | – |
|
|
AMPS
2305
DELISTED
Altus Power
AMPS
| $402K | ﹤0.01% |
76,621
+31,903
| +71% | +$195K |
|
|
EWCZ
2306
DELISTED
European Wax Center
EWCZ
| $402K | ﹤0.01% |
24,829
+3,642
| +17% | +$65.6K |
|
2307
Cerus
CERS
$431M
| $402K | ﹤0.01% |
248,207
| – | – |
|
2308
CEVA Inc
CEVA
$910M
| $401K | ﹤0.01% |
20,656
-51
| -0.2% | -$1.18K |
|
|
TGI
2309
DELISTED
Triumph Group
TGI
| $400K | ﹤0.01% |
52,180
-5,982
| -10% | -$58.5K |
|
|
SNPO
2310
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
| $395K | ﹤0.01% |
+42,734
| New | +$423K |
|
2311
Winmark
WINA
$1.2B
| $391K | ﹤0.01% |
1,049
-586
| -36% | -$213K |
|
2312
Mercer International
MERC
$42.3M
| $387K | ﹤0.01% |
45,148
-13,404
| -23% | -$116K |
|
|
GOEV
2313
DELISTED
Canoo Inc. Class A Common Stock
GOEV
| $386K | ﹤0.01% |
1,712
+746
| +77% | +$188K |
|
2314
Bank First Corp
BFC
$1.69B
| $384K | ﹤0.01% |
4,976
| – | – |
|
|
TWOU
2315
DELISTED
2U Inc
TWOU
| $381K | ﹤0.01% |
5,145
+1,612
| +46% | +$165K |
|
|
UDMY
2316
DELISTED
Udemy
UDMY
| $381K | ﹤0.01% |
+40,128
| New | +$420K |
|
|
LUCK
2317
Lucky Strike Entertainment
LUCK
$914M
| $376K | ﹤0.01% |
39,135
-500
| -1% | -$5.5K |
|
|
SPNS
2318
DELISTED
Sapiens International
SPNS
| $375K | ﹤0.01% |
13,207
| – | – |
|
|
CTEV
2319
Claritev Corp
CTEV
$387M
| $373K | ﹤0.01% |
5,555
| – | – |
|
2320
Vital Farms
VITL
$545M
| $368K | ﹤0.01% |
31,819
+15,031
| +90% | +$173K |
|
|
HTBK
2321
DELISTED
Heritage Commerce
HTBK
| $368K | ﹤0.01% |
43,451
| – | – |
|
2322
8x8 Inc
EGHT
$269M
| $368K | ﹤0.01% |
145,878
-25,483
| -15% | -$90.6K |
|
2323
Hyster-Yale Materials Handling
HY
$599M
| $366K | ﹤0.01% |
8,210
-3,494
| -30% | -$162K |
|
2324
Scholar Rock
SRRK
$5.67B
| $365K | ﹤0.01% |
51,402
+10,115
| +24% | +$68K |
|
2325
Custom Truck One Source
CTOS
$2.31B
| $364K | ﹤0.01% |
+58,647
| New | +$388K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.