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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+11.59%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$186B
AUM Growth
+$22.4B
Cap. Flow
+$5.02B
Cap. Flow %
2.7%
Top 10 Hldgs %
25.51%
Holding
2,541
New
79
Increased
1,449
Reduced
718
Closed
56

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.79B
2
META icon
Meta Platforms (Facebook)
META
+$412M
3
TAL icon
TAL Education Group
TAL
+$200M
4
PPD
PPD, Inc. Common Stock
PPD
+$184M
5
INTU icon
Intuit
INTU
+$182M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.43B
2
NTES icon
NetEase
NTES
+$245M
3
GS icon
Goldman Sachs
GS
+$161M
4
PPLI
People Inc
PPLI
+$114M
5
BIDU icon
Baidu
BIDU
+$110M

Sector Composition

Rank Sector Weight
1 Technology 24.43%
2 Consumer Discretionary 14.2%
3 Healthcare 13.11%
4 Financials 11.12%
5 Communication Services 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MX icon
2276
Magnachip Semiconductor
MX
$116M
$284K ﹤0.01%
20,700
+10,500
+103% +$125K
LIND icon
2277
Lindblad Expeditions
LIND
$1.95B
$284K ﹤0.01%
33,317
+22,256
+201% +$189K
THR
2278
DELISTED
Thermon Group Holdings
THR
$283K ﹤0.01%
25,222
-803
-3% -$10.6K
HTBK
2279
DELISTED
Heritage Commerce
HTBK
$283K ﹤0.01%
42,509
+7,448
+21% +$51.3K
MCRI icon
2280
Monarch Casino & Resort
MCRI
$2.19B
$282K ﹤0.01%
6,325
– –
CSIQ icon
2281
Canadian Solar
CSIQ
$1B
$281K ﹤0.01%
+8,000
New +$213K
ATSG
2282
DELISTED
Air Transport Services Group
ATSG
$280K ﹤0.01%
11,188
– –
VREX icon
2283
Varex Imaging
VREX
$467M
$280K ﹤0.01%
22,041
– –
ATHX
2284
DELISTED
Athersys, Inc. Common Stock
ATHX
$278K ﹤0.01%
5,708
– –
PUMP icon
2285
ProPetro Holding
PUMP
$1.33B
$278K ﹤0.01%
68,382
-1,798
-3% -$9.78K
EGRX
2286
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$277K ﹤0.01%
6,529
– –
TCDA
2287
DELISTED
Tricida, Inc. Common Stock
TCDA
$276K ﹤0.01%
30,500
+10,709
+54% +$156K
ECOM
2288
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$271K ﹤0.01%
18,762
+2,131
+13% +$35.4K
GRC icon
2289
Gorman-Rupp
GRC
$2.13B
$268K ﹤0.01%
9,082
– –
AAWW
2290
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$264K ﹤0.01%
+4,342
New +$238K
ARDX icon
2291
Ardelyx
ARDX
$1.25B
$264K ﹤0.01%
50,300
-1,866
-4% -$11.2K
JBSS icon
2292
John B. Sanfilippo & Son
JBSS
$954M
$264K ﹤0.01%
3,498
-3,377
-49% -$282K
CSTE icon
2293
Caesarstone
CSTE
$71.6M
$264K ﹤0.01%
+26,900
New +$290K
POLY
2294
DELISTED
Plantronics, Inc.
POLY
$263K ﹤0.01%
22,194
-15,160
-41% -$237K
PI icon
2295
Impinj
PI
$4.51B
$261K ﹤0.01%
9,900
– –
AKRO
2296
DELISTED
Akero Therapeutics
AKRO
$259K ﹤0.01%
+8,400
New +$294K
WSR
2297
DELISTED
Whitestone REIT
WSR
$257K ﹤0.01%
42,866
+15,351
+56% +$99.9K
QTNT
2298
DELISTED
Quotient Limited Ordinary Shares
QTNT
$255K ﹤0.01%
1,238
+130
+12% +$33.7K
ANAT
2299
DELISTED
American National Group, Inc. Common Stock
ANAT
$254K ﹤0.01%
3,760
-479
-11% -$34.8K
CAI
2300
DELISTED
CAI International, Inc.
CAI
$252K ﹤0.01%
9,142
-14,872
-62% -$308K
90 91
92
93 94

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UBS AM's Q3 2020 Portfolio in Review

As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
  • UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
  • UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
  • UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
  • UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
  • UBS AM opened 79 new positions and closed 56 in Q3 2020.
  • UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.

Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.