UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
HealthStream
HSTM
$824M
| $309K | ﹤0.01% |
15,411
-9,560
| -38% | -$203K |
|
2252
VirnetX Holding Corp
VHC
$54.7M
| $308K | ﹤0.01% |
2,925
| – | – |
|
2253
Precigen
PGEN
$2.12B
| $308K | ﹤0.01% |
88,031
| – | – |
|
|
NEX
2254
DELISTED
NexTier Oilfield Solutions Inc.
NEX
| $308K | ﹤0.01% |
166,361
+23,302
| +16% | +$56.5K |
|
2255
Nicolet Bankshares
NIC
$3.57B
| $308K | ﹤0.01% |
5,634
| – | – |
|
2256
Universal Electronics
UEIC
$58M
| $307K | ﹤0.01% |
+8,140
| New | +$353K |
|
2257
Copa Holdings
CPA
$5.8B
| $300K | ﹤0.01% |
5,963
| – | – |
|
2258
Viemed Healthcare
VMD
$451M
| $299K | ﹤0.01% |
34,600
+7,300
| +27% | +$73.6K |
|
2259
Allegiant Air
ALGT
$2.66B
| $299K | ﹤0.01% |
2,496
| – | – |
|
2260
Federal Agricultural Mortgage
AGM
$2.39B
| $298K | ﹤0.01% |
+4,688
| New | +$303K |
|
2261
Tompkins Financial
TMP
$1.42B
| $298K | ﹤0.01% |
5,252
-3,348
| -39% | -$213K |
|
2262
AMC Entertainment Holdings
AMC
$2.47B
| $297K | ﹤0.01% |
6,306
| – | – |
|
2263
Chord Energy
CHRD
$7.78B
| $297K | ﹤0.01% |
1,060,309
+354,898
| +50% | +$217K |
|
2264
Bally's
BALY
$700M
| $297K | ﹤0.01% |
11,300
+2,200
| +24% | +$51.1K |
|
2265
Puma Biotechnology
PBYI
$402M
| $294K | ﹤0.01% |
29,154
| – | – |
|
|
AD
2266
Array Digital Infrastructure
AD
$3.02B
| $293K | ﹤0.01% |
9,925
| – | – |
|
|
GTHX
2267
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
| $292K | ﹤0.01% |
25,243
+1,378
| +6% | +$22.7K |
|
2268
Argan
AGX
$8.13B
| $291K | ﹤0.01% |
6,944
-5,533
| -44% | -$243K |
|
|
MAGN
2269
Magnera Corp
MAGN
$475M
| $290K | ﹤0.01% |
1,619
-1,336
| -45% | -$267K |
|
2270
TherapeuticsMD
TXMD
$23.5M
| $289K | ﹤0.01% |
3,661
-980
| -21% | -$78.1K |
|
|
CPRX
2271
DELISTED
Catalyst Pharmaceutical
CPRX
| $289K | ﹤0.01% |
97,301
-2,852
| -3% | -$11.2K |
|
|
NFBK
2272
DELISTED
Northfield Bancorp
NFBK
| $288K | ﹤0.01% |
31,630
+1,348
| +4% | +$13.2K |
|
2273
DXP Enterprises
DXPE
$2.4B
| $288K | ﹤0.01% |
+17,880
| New | +$330K |
|
2274
WisdomTree
WT
$2.88B
| $286K | ﹤0.01% |
89,329
| – | – |
|
2275
Clear Channel Outdoor Holdings
CCO
$1.23B
| $285K | ﹤0.01% |
284,912
+2,800
| +1% | +$3K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.