UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
N-able
NABL
$882M
| $517K | ﹤0.01% |
40,099
+6,788
| +20% | +$92.5K |
|
2227
Life Time Group Holdings
LTH
$10.1B
| $517K | ﹤0.01% |
33,995
+16,581
| +95% | +$292K |
|
|
AGEN
2228
Agenus
AGEN
$312M
| $513K | ﹤0.01% |
22,714
| – | – |
|
2229
Republic Bancorp
RBCAA
$1.95B
| $513K | ﹤0.01% |
11,649
| – | – |
|
2230
Kinetik
KNTK
$3.72B
| $513K | ﹤0.01% |
15,194
| – | – |
|
|
HSII
2231
DELISTED
Heidrick & Struggles
HSII
| $511K | ﹤0.01% |
20,430
-1,274
| -6% | -$34.1K |
|
2232
Amylyx Pharmaceuticals
AMLX
$2.26B
| $509K | ﹤0.01% |
+27,800
| New | +$588K |
|
2233
Coherus Oncology
CHRS
$217M
| $508K | ﹤0.01% |
135,804
+21,924
| +19% | +$101K |
|
|
TELL
2234
DELISTED
Tellurian Inc.
TELL
| $508K | ﹤0.01% |
437,758
+70,104
| +19% | +$95.3K |
|
2235
Kearny Financial
KRNY
$604M
| $507K | ﹤0.01% |
73,154
-17,972
| -20% | -$136K |
|
2236
Univest Financial
UVSP
$1.22B
| $507K | ﹤0.01% |
29,148
| – | – |
|
|
SHCO
2237
DELISTED
Soho House & Co
SHCO
| $506K | ﹤0.01% |
73,030
| – | – |
|
2238
Cogent Biosciences
COGT
$6.65B
| $504K | ﹤0.01% |
51,657
+29,457
| +133% | +$349K |
|
2239
Community Health Systems
CYH
$393M
| $503K | ﹤0.01% |
173,609
| – | – |
|
2240
Hanmi Financial
HAFC
$945M
| $503K | ﹤0.01% |
30,990
-10,303
| -25% | -$178K |
|
2241
Interface
TILE
$1.99B
| $503K | ﹤0.01% |
51,259
+29,855
| +139% | +$290K |
|
2242
Ubiquiti
UI
$33.7B
| $500K | ﹤0.01% |
3,443
| – | – |
|
2243
SmartRent
SMRT
$195M
| $500K | ﹤0.01% |
191,557
+112,126
| +141% | +$381K |
|
|
FNA
2244
DELISTED
Paragon 28, Inc.
FNA
| $500K | ﹤0.01% |
39,837
+15,795
| +66% | +$238K |
|
2245
Old Second Bancorp
OSBC
$1.29B
| $499K | ﹤0.01% |
36,662
+23,586
| +180% | +$344K |
|
2246
Aspen Aerogels
ASPN
$384M
| $497K | ﹤0.01% |
57,840
-281,901
| -83% | -$2M |
|
2247
Allogene Therapeutics
ALLO
$649M
| $497K | ﹤0.01% |
156,709
-376,527
| -71% | -$1.65M |
|
|
BASE
2248
DELISTED
Couchbase
BASE
| $496K | ﹤0.01% |
28,881
+17,054
| +144% | +$279K |
|
2249
UWM Holdings
UWMC
$617M
| $494K | ﹤0.01% |
101,817
+11,987
| +13% | +$69.1K |
|
2250
JetBlue
JBLU
$2.28B
| $491K | ﹤0.01% |
106,830
-140,920
| -57% | -$927K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.