UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MSGN
2226
DELISTED
MSG Networks Inc.
MSGN
| $351K | ﹤0.01% |
36,726
| – | – |
|
|
PRVB
2227
DELISTED
Provention Bio, Inc. Common Stock
PRVB
| $350K | ﹤0.01% |
27,300
| – | – |
|
2228
Central Pacific Financial
CPF
$1.02B
| $349K | ﹤0.01% |
25,693
+13,003
| +102% | +$197K |
|
|
NPTN
2229
DELISTED
NEOPHOTONICS CORP
NPTN
| $348K | ﹤0.01% |
57,200
+500
| +0.9% | +$3.82K |
|
2230
iHeartMedia
IHRT
$529M
| $347K | ﹤0.01% |
42,700
+700
| +2% | +$5.96K |
|
2231
Hackett Group
HCKT
$269M
| $345K | ﹤0.01% |
30,847
+647
| +2% | +$8.37K |
|
2232
Omega Flex
OFLX
$292M
| $345K | ﹤0.01% |
2,200
-2,229
| -50% | -$279K |
|
2233
Comstock Resources
CRK
$3.73B
| $342K | ﹤0.01% |
78,152
+10,273
| +15% | +$54.4K |
|
|
LAC
2234
DELISTED
Lithium Americas Corp. Common Shares
LAC
| $342K | ﹤0.01% |
30,200
-9,200
| -23% | -$65.6K |
|
2235
American Public Education
APEI
$910M
| $340K | ﹤0.01% |
12,060
+380
| +3% | +$11.6K |
|
2236
Viper Energy
VNOM
$8.48B
| $340K | ﹤0.01% |
45,200
| – | – |
|
|
DVAX
2237
DELISTED
Dynavax Technologies
DVAX
| $339K | ﹤0.01% |
78,456
-1,571,844
| -95% | -$11.2M |
|
2238
Scansource
SCSC
$1.15B
| $339K | ﹤0.01% |
17,086
| – | – |
|
|
ACBI
2239
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
| $331K | ﹤0.01% |
29,138
+13,070
| +81% | +$146K |
|
|
AXDX
2240
DELISTED
Accelerate Diagnostics
AXDX
| $330K | ﹤0.01% |
3,095
+1,595
| +106% | +$221K |
|
2241
Par Pacific Holdings
PARR
$4.31B
| $330K | ﹤0.01% |
48,727
+12,256
| +34% | +$101K |
|
2242
CytomX Therapeutics
CTMX
$714M
| $328K | ﹤0.01% |
49,371
+18,440
| +60% | +$137K |
|
2243
HCI Group
HCI
$2.32B
| $328K | ﹤0.01% |
+6,657
| New | +$338K |
|
2244
Horizon Bancorp
HBNC
$1.05B
| $322K | ﹤0.01% |
31,888
-2,316
| -7% | -$24K |
|
2245
Cadiz
CDZI
$264M
| $322K | ﹤0.01% |
32,400
+18,800
| +138% | +$192K |
|
|
BRSP
2246
BrightSpire Capital
BRSP
$631M
| $322K | ﹤0.01% |
65,507
-777
| -1% | -$4.68K |
|
|
PRSU
2247
Pursuit Attractions and Hospitality Inc
PRSU
$1.4B
| $319K | ﹤0.01% |
15,335
+1,044
| +7% | +$19.6K |
|
2248
Progyny
PGNY
$2.47B
| $312K | ﹤0.01% |
+10,600
| New | +$292K |
|
|
JKS
2249
JinkoSolar
JKS
$777M
| $310K | ﹤0.01% |
+7,800
| New | +$179K |
|
|
APTS
2250
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $310K | ﹤0.01% |
57,385
+15,351
| +37% | +$104K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.