UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
General Motors
GM
$80.8B
| $94.1M | 0.12% |
2,616,358
+102,362
| +4% | +$3.67M |
|
|
NIHD
202
DELISTED
NII HOLDINGS INC CL B
NIHD
| $93.2M | 0.12% |
15,346,067
-93,844
| -0.6% | -$633K |
|
203
Owens Corning
OC
$11B
| $92.7M | 0.11% |
2,440,042
-61,233
| -2% | -$2.39M |
|
204
Deere & Co
DE
$165B
| $92.1M | 0.11% |
1,131,685
+10,840
| +1% | +$903K |
|
205
State Street
STT
$48.3B
| $91.9M | 0.11% |
1,397,110
-4,442
| -0.3% | -$304K |
|
206
Johnson Controls International
JCI
$85.6B
| $91.4M | 0.11% |
2,103,770
-77,405
| -4% | -$3.28M |
|
207
Invesco
IVZ
$12.4B
| $90.2M | 0.11% |
2,828,015
+3,318
| +0.1% | +$106K |
|
208
Edison International
EIX
$30.3B
| $89.9M | 0.11% |
1,951,751
+45,199
| +2% | +$2.14M |
|
209
Marathon Petroleum
MPC
$90.1B
| $89.6M | 0.11% |
2,786,204
+176,978
| +7% | +$6.22M |
|
210
Healthpeak Properties
DOC
$15.5B
| $88.8M | 0.11% |
2,380,969
-177,709
| -7% | -$6.93M |
|
211
Welltower
WELL
$173B
| $88.4M | 0.11% |
1,416,871
-172,280
| -11% | -$11M |
|
212
Canadian Imperial Bank of Commerce
CM
$106B
| $88.3M | 0.11% |
2,257,786
+11,334
| +0.5% | +$423K |
|
|
AET
213
DELISTED
Aetna Inc
AET
| $88.2M | 0.11% |
1,377,430
-23,578
| -2% | -$1.51M |
|
214
Equity Residential
EQR
$25.8B
| $88M | 0.11% |
1,642,727
-82,378
| -5% | -$4.54M |
|
215
Prologis
PLD
$135B
| $87.4M | 0.11% |
2,323,349
-184,715
| -7% | -$6.96M |
|
216
Vertex Pharmaceuticals
VRTX
$123B
| $87.1M | 0.11% |
1,148,591
+175,102
| +18% | +$13.9M |
|
217
Skyworks Solutions
SWKS
$9.15B
| $86.8M | 0.11% |
3,492,494
-732,788
| -17% | -$17.8M |
|
218
Ventas
VTR
$47.5B
| $86M | 0.11% |
1,224,230
-58,608
| -5% | -$4.35M |
|
|
LNKD
219
DELISTED
LinkedIn Corporation
LNKD
| $85.7M | 0.11% |
348,474
+30,960
| +10% | +$6.98M |
|
|
ACOR
220
DELISTED
Acorda Therapeutics
ACOR
| $85M | 0.11% |
20,662
+125
| +0.6% | +$538K |
|
221
Consolidated Edison
ED
$41.4B
| $84.9M | 0.1% |
1,540,143
+11,122
| +0.7% | +$641K |
|
222
Ecolab
ECL
$79.7B
| $83.6M | 0.1% |
846,995
-3,630
| -0.4% | -$338K |
|
223
Zoetis
ZTS
$32.6B
| $83.2M | 0.1% |
2,674,563
-7,958
| -0.3% | -$244K |
|
224
PPG Industries
PPG
$24.9B
| $82.9M | 0.1% |
991,926
+7,532
| +0.8% | +$602K |
|
|
XLNX
225
DELISTED
Xilinx Inc
XLNX
| $82.7M | 0.1% |
1,764,545
+64,841
| +4% | +$2.92M |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.