UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
Dorian LPG
LPG
$1.98B
| $382K | ﹤0.01% |
47,700
+9,200
| +24% | +$76.3K |
|
|
TBRG
2202
DELISTED
TruBridge
TBRG
| $381K | ﹤0.01% |
13,815
| – | – |
|
|
CIO
2203
DELISTED
City Office REIT
CIO
| $381K | ﹤0.01% |
50,600
-1,352
| -3% | -$11.7K |
|
|
RUTH
2204
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $378K | ﹤0.01% |
34,200
-1,841
| -5% | -$16.6K |
|
2205
Community Health Systems
CYH
$391M
| $378K | ﹤0.01% |
89,597
-5,510
| -6% | -$24.3K |
|
2206
Griffon
GFF
$4.03B
| $378K | ﹤0.01% |
19,346
+9,168
| +90% | +$188K |
|
|
CNR
2207
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $376K | ﹤0.01% |
47,155
-9,321
| -17% | -$66K |
|
2208
Haverty Furniture Companies
HVT
$403M
| $376K | ﹤0.01% |
17,953
| – | – |
|
2209
Tejon Ranch
TRC
$460M
| $373K | ﹤0.01% |
26,337
+11,268
| +75% | +$163K |
|
2210
Kelly Services Class A
KELYA
$521M
| $372K | ﹤0.01% |
21,807
+570
| +3% | +$9.53K |
|
|
QADA
2211
DELISTED
QAD Inc.
QADA
| $371K | ﹤0.01% |
+8,784
| New | +$369K |
|
2212
AngioDynamics
ANGO
$610M
| $369K | ﹤0.01% |
30,628
| – | – |
|
2213
Customers Bancorp
CUBI
$2.65B
| $369K | ﹤0.01% |
32,960
| – | – |
|
2214
PDF Solutions
PDFS
$1.93B
| $369K | ﹤0.01% |
19,721
| – | – |
|
|
FFWM
2215
DELISTED
First Foundation Inc
FFWM
| $369K | ﹤0.01% |
28,203
+11,903
| +73% | +$181K |
|
2216
Energy Recovery
ERII
$435M
| $368K | ﹤0.01% |
44,931
+10,394
| +30% | +$83.4K |
|
2217
Citizens
CIA
$246M
| $368K | ﹤0.01% |
66,438
+16,205
| +32% | +$94K |
|
|
CLDT
2218
Chatham Lodging
CLDT
$622M
| $365K | ﹤0.01% |
47,860
+2,541
| +6% | +$16.7K |
|
|
PAE
2219
DELISTED
PAE Incorporated Class A Common Stock
PAE
| $365K | ﹤0.01% |
42,900
| – | – |
|
|
HAPN
2220
Happen Inc
HAPN
$2.23B
| $363K | ﹤0.01% |
77,058
-1,039
| -1% | -$5.47K |
|
2221
KALA BIO
KALA
$13.6M
| $362K | ﹤0.01% |
19
+2
| +12% | +$46K |
|
2222
Ezcorp Inc
EZPW
$1.79B
| $361K | ﹤0.01% |
71,728
+8,100
| +13% | +$45K |
|
2223
Prothena Corp
PRTA
$440M
| $361K | ﹤0.01% |
36,107
| – | – |
|
|
COWN
2224
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $361K | ﹤0.01% |
22,164
+668
| +3% | +$11.4K |
|
2225
Johnson Outdoors
JOUT
$493M
| $352K | ﹤0.01% |
+4,300
| New | +$372K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.