UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Gray Television
GTN
$415M
| $109K | ﹤0.01% |
10,000
-23,100
| -70% | -$227K |
|
|
AMCC
2152
DELISTED
Applied Micro Circuits Corporation New
AMCC
| $106K | ﹤0.01% |
12,900
-24,100
| -65% | -$183K |
|
2153
Novavax
NVAX
$1.2B
| $105K | ﹤0.01% |
4,155
-6,092
| -59% | -$178K |
|
2154
Tidewater
TDW
$3.73B
| $105K | ﹤0.01% |
957
-983
| -51% | -$86.6K |
|
|
EVFM
2155
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
| $105K | ﹤0.01% |
1,046
| – | – |
|
|
XCRA
2156
DELISTED
Xcerra Corporation
XCRA
| $105K | ﹤0.01% |
13,696
-11,800
| -46% | -$76.1K |
|
|
NMBL
2157
DELISTED
Nimble Storage, Inc.
NMBL
| $105K | ﹤0.01% |
13,200
-15,100
| -53% | -$123K |
|
|
SPPI
2158
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $104K | ﹤0.01% |
23,398
-24,500
| -51% | -$103K |
|
|
BBG
2159
DELISTED
Bill Barrett Corp
BBG
| $104K | ﹤0.01% |
14,900
-14,100
| -49% | -$90.1K |
|
|
ORBC
2160
DELISTED
ORBCOMM, Inc.
ORBC
| $104K | ﹤0.01% |
12,600
-14,300
| -53% | -$126K |
|
2161
Independence Realty Trust
IRT
$3.92B
| $103K | ﹤0.01% |
+11,500
| New | +$99.5K |
|
2162
Vanguard S&P 500 ETF
VOO
$979B
| $103K | ﹤0.01% |
+500
| New | +$100K |
|
|
GLDD
2163
DELISTED
Great Lakes Dredge & Dock
GLDD
| $102K | ﹤0.01% |
24,397
-25,700
| -51% | -$104K |
|
|
EIGI
2164
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $100K | ﹤0.01% |
10,700
-16,100
| -60% | -$131K |
|
2165
Gogo Inc
GOGO
$565M
| $99K | ﹤0.01% |
10,700
-17,300
| -62% | -$171K |
|
2166
Crocs
CROX
$6.36B
| $98K | ﹤0.01% |
14,239
-24,600
| -63% | -$191K |
|
2167
Angi Inc
ANGI
$229M
| $93K | ﹤0.01% |
1,130
-2,260
| -67% | -$193K |
|
2168
HSBC
HSBC
$365B
| $93K | ﹤0.01% |
+2,560
| New | +$90.7K |
|
|
NSANY
2169
DELISTED
NISSAN MOTOR CO LTD SPONS ADR
NSANY
| $93K | ﹤0.01% |
+4,666
| New | +$93K |
|
2170
Aptevo Therapeutics
APVO
$5.12M
| – | – |
0
| – | – |
|
2171
Sunrun
RUN
$2.34B
| $90K | ﹤0.01% |
17,000
+4,800
| +39% | +$26.6K |
|
2172
Hovnanian Enterprises
HOV
$726M
| $89K | ﹤0.01% |
1,292
-1,332
| -51% | -$66.6K |
|
|
HDP
2173
DELISTED
Hortonworks, Inc.
HDP
| $89K | ﹤0.01% |
10,700
-5,000
| -32% | -$41.6K |
|
|
ARNA
2174
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $88K | ﹤0.01% |
6,219
-5,790
| -48% | -$89.7K |
|
|
ELGX
2175
DELISTED
Endologix Inc
ELGX
| $88K | ﹤0.01% |
1,530
-2,320
| -60% | -$213K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.