UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Liberty Media Series A
FWONA
$22.5B
| $636K | ﹤0.01% |
11,257
+532
| +5% | +$32.4K |
|
|
SHYF
2127
DELISTED
The Shyft Group
SHYF
| $636K | ﹤0.01% |
42,494
+3,972
| +10% | +$67K |
|
2128
Anavex Life Sciences
AVXL
$255M
| $635K | ﹤0.01% |
96,924
| – | – |
|
2129
Regenxbio
RGNX
$620M
| $634K | ﹤0.01% |
38,544
+13,237
| +52% | +$240K |
|
2130
Evolv Technologies
EVLV
$995M
| $633K | ﹤0.01% |
130,267
+89,367
| +219% | +$550K |
|
|
KREF
2131
KKR Real Estate Finance Trust
KREF
$448M
| $632K | ﹤0.01% |
53,261
| – | – |
|
2132
Green Dot
GDOT
$743M
| $632K | ﹤0.01% |
45,364
+554
| +1% | +$9.13K |
|
2133
Nicolet Bankshares
NIC
$3.6B
| $631K | ﹤0.01% |
9,049
| – | – |
|
2134
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
| $630K | ﹤0.01% |
+10,836
| New | +$657K |
|
|
DENN
2135
DELISTED
Denny's
DENN
| $630K | ﹤0.01% |
74,330
+910
| +1% | +$9.21K |
|
|
ADAM
2136
Adamas Trust
ADAM
$815M
| $629K | ﹤0.01% |
74,042
+8,066
| +12% | +$76.3K |
|
2137
Insteel Industries
IIIN
$593M
| $625K | ﹤0.01% |
19,241
| – | – |
|
|
FFIC
2138
DELISTED
Flushing Financial
FFIC
| $623K | ﹤0.01% |
47,472
+16,206
| +52% | +$227K |
|
2139
Napco Security Technologies
NSSC
$1.32B
| $623K | ﹤0.01% |
27,998
+5,631
| +25% | +$171K |
|
|
ECHO
2140
EchoStar
ECHO
$24.4B
| $621K | ﹤0.01% |
37,098
-7,248
| -16% | -$137K |
|
2141
Oscar Health
OSCR
$9.41B
| $619K | ﹤0.01% |
111,088
+26,588
| +31% | +$186K |
|
|
VERV
2142
DELISTED
Verve Therapeutics
VERV
| $618K | ﹤0.01% |
46,592
+24,077
| +107% | +$388K |
|
2143
QCR Holdings
QCRH
$1.69B
| $618K | ﹤0.01% |
12,731
| – | – |
|
|
SILK
2144
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $618K | ﹤0.01% |
41,195
-245,029
| -86% | -$5.1M |
|
2145
GrafTech
EAF
$175M
| $617K | ﹤0.01% |
16,102
| – | – |
|
2146
Cytek Biosciences
CTKB
$545M
| $616K | ﹤0.01% |
111,523
+47,428
| +74% | +$380K |
|
2147
Monarch Casino & Resort
MCRI
$2.2B
| $615K | ﹤0.01% |
9,905
| – | – |
|
2148
BRC Group Holdings
RILY
$288M
| $615K | ﹤0.01% |
15,002
+7,055
| +89% | +$347K |
|
2149
Corsair Gaming
CRSR
$1.13B
| $614K | ﹤0.01% |
42,260
+5,584
| +15% | +$89.9K |
|
2150
Liberty Latin America Class A
LILA
$1.64B
| $614K | ﹤0.01% |
110,672
-7,009
| -6% | -$40.6K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.