UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
Stem
STEM
$48.4M
| $687K | ﹤0.01% |
8,104
+3,691
| +84% | +$422K |
|
2102
Collegium Pharmaceutical
COLL
$1.15B
| $687K | ﹤0.01% |
30,729
| – | – |
|
2103
AerSale
ASLE
$293M
| $686K | ﹤0.01% |
45,903
+3,025
| +7% | +$43.6K |
|
2104
Ivanhoe Electric
IE
$1.45B
| $675K | ﹤0.01% |
56,756
+44,756
| +373% | +$672K |
|
2105
Star Group
SGU
$412M
| $673K | ﹤0.01% |
55,938
| – | – |
|
2106
Horizon Bancorp
HBNC
$1.04B
| $672K | ﹤0.01% |
62,944
| – | – |
|
2107
Unitil
UTL
$970M
| $671K | ﹤0.01% |
15,716
+904
| +6% | +$44.3K |
|
2108
REX American Resources
REX
$1.42B
| $670K | ﹤0.01% |
32,904
+15,450
| +89% | +$291K |
|
2109
Mativ Holdings
MATV
$481M
| $669K | ﹤0.01% |
46,907
+12,658
| +37% | +$203K |
|
2110
Dime Commercial Bancshares
DCOM
$1.8B
| $668K | ﹤0.01% |
33,453
+4,065
| +14% | +$84.9K |
|
2111
Pitney Bowes
PBI
$2.4B
| $660K | ﹤0.01% |
218,700
-577
| -0.3% | -$1.98K |
|
|
REVG
2112
DELISTED
REV Group
REVG
| $660K | ﹤0.01% |
41,223
| – | – |
|
2113
Artivion
AORT
$1.3B
| $657K | ﹤0.01% |
43,309
| – | – |
|
2114
Tootsie Roll Industries
TR
$2.93B
| $657K | ﹤0.01% |
24,026
+1
| +0% | +$30 |
|
|
HAPN
2115
Happen Inc
HAPN
$2.21B
| $654K | ﹤0.01% |
107,154
+11,014
| +11% | +$85.6K |
|
|
CMRC
2116
Commerce.com Inc Series 1
CMRC
$258M
| $653K | ﹤0.01% |
66,206
| – | – |
|
2117
Perimeter Solutions
PRM
$4.99B
| $651K | ﹤0.01% |
143,364
+11,685
| +9% | +$65.1K |
|
2118
America's Car Mart
CRMT
$26.6M
| $649K | ﹤0.01% |
7,136
+3,893
| +120% | +$407K |
|
2119
iHeartMedia
IHRT
$543M
| $647K | ﹤0.01% |
204,652
+63,941
| +45% | +$241K |
|
2120
Capitol Federal Financial
CFFN
$1.09B
| $647K | ﹤0.01% |
135,560
| – | – |
|
2121
Xometry
XMTR
$4.74B
| $646K | ﹤0.01% |
+38,030
| New | +$720K |
|
2122
Clear Channel Outdoor Holdings
CCO
$1.23B
| $644K | ﹤0.01% |
407,623
| – | – |
|
2123
Opko Health
OPK
$985M
| $642K | ﹤0.01% |
401,189
-39,093
| -9% | -$71.2K |
|
2124
Wipro
WIT
$19.6B
| $642K | ﹤0.01% |
265,242
| – | – |
|
|
DHIL
2125
DELISTED
Diamond Hill
DHIL
| $639K | ﹤0.01% |
3,790
-219
| -5% | -$37.8K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.