UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RATE
2051
DELISTED
Bankrate Inc
RATE
| $191K | ﹤0.01% |
17,298
-15,500
| -47% | -$147K |
|
|
ADAM
2052
Adamas Trust
ADAM
$815M
| $190K | ﹤0.01% |
7,197
-6,225
| -46% | -$158K |
|
|
AVTA
2053
DELISTED
Avantax, Inc. Common Stock
AVTA
| $190K | ﹤0.01% |
12,899
-20,200
| -61% | -$272K |
|
2054
OraSure Technologies
OSUR
$279M
| $189K | ﹤0.01% |
21,596
-19,800
| -48% | -$163K |
|
2055
Future Fuel
FF
$217M
| $188K | ﹤0.01% |
13,544
-8,109
| -37% | -$105K |
|
2056
Banc of California
BANC
$3.03B
| $187K | ﹤0.01% |
10,800
-10,200
| -49% | -$157K |
|
2057
Babcock & Wilcox
BW
$1.39B
| $187K | ﹤0.01% |
1,130
-1,470
| -57% | -$234K |
|
|
XXIA
2058
DELISTED
Ixia
XXIA
| $187K | ﹤0.01% |
11,598
-12,400
| -52% | -$171K |
|
|
UBNK
2059
DELISTED
United Financial Bancorp, Inc.
UBNK
| $185K | ﹤0.01% |
10,214
-6,900
| -40% | -$110K |
|
2060
Waterstone Financial
WSBF
$370M
| $184K | ﹤0.01% |
10,000
-15,500
| -61% | -$274K |
|
|
NSM
2061
DELISTED
Nationstar Mortgage Holdings
NSM
| $184K | ﹤0.01% |
10,199
-11,900
| -54% | -$196K |
|
2062
Harmonic Inc
HLIT
$1.25B
| $183K | ﹤0.01% |
36,595
-38,400
| -51% | -$197K |
|
|
BKS
2063
DELISTED
Barnes & Noble
BKS
| $183K | ﹤0.01% |
16,381
-11,200
| -41% | -$128K |
|
|
ONIT
2064
Onity Group
ONIT
$309M
| $182K | ﹤0.01% |
2,258
-1,953
| -46% | -$138K |
|
|
CACB
2065
DELISTED
Cascade Bancorp
CACB
| $181K | ﹤0.01% |
+22,347
| New | +$155K |
|
|
LADR
2066
Ladder Capital
LADR
$1.21B
| $180K | ﹤0.01% |
13,098
-4,836
| -27% | -$64.8K |
|
2067
Extreme Networks
EXTR
$3.94B
| $179K | ﹤0.01% |
35,541
-15,000
| -30% | -$68K |
|
2068
Tronox
TROX
$932M
| $179K | ﹤0.01% |
17,398
-9,600
| -36% | -$95.8K |
|
2069
Inovio Pharmaceuticals
INO
$55.7M
| $178K | ﹤0.01% |
2,135
-457
| -18% | -$41.3K |
|
|
GNC
2070
DELISTED
GNC Holdings, Inc.
GNC
| $178K | ﹤0.01% |
16,097
-40,029
| -71% | -$626K |
|
2071
Vanguard Extended Market ETF
VXF
$30.3B
| $177K | ﹤0.01% |
+1,847
| New | +$171K |
|
|
BKMU
2072
DELISTED
Bank Mutual Corp
BKMU
| $176K | ﹤0.01% |
18,597
-9,400
| -34% | -$79.7K |
|
|
PDLI
2073
DELISTED
PDL BioPharma, Inc.
PDLI
| $176K | ﹤0.01% |
82,989
-32,500
| -28% | -$90.7K |
|
|
COBZ
2074
DELISTED
CoBiz Financial,Inc
COBZ
| $176K | ﹤0.01% |
10,397
-2,400
| -19% | -$35.1K |
|
|
JE
2075
DELISTED
Just Energy Group Inc
JE
| $174K | ﹤0.01% |
962
-1,070
| -53% | -$187K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.