UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AD
2026
Array Digital Infrastructure
AD
$3.01B
| $787K | ﹤0.01% |
+18,307
| New | +$593K |
|
|
BRY
2027
DELISTED
Berry Corp
BRY
| $787K | ﹤0.01% |
95,915
| – | – |
|
2028
PRA Group
PRAA
$663M
| $786K | ﹤0.01% |
40,936
-9,277
| -18% | -$195K |
|
2029
Alignment Healthcare
ALHC
$3.08B
| $786K | ﹤0.01% |
113,267
+19,619
| +21% | +$118K |
|
2030
ZipRecruiter
ZIP
$321M
| $783K | ﹤0.01% |
65,266
-1,989
| -3% | -$32.4K |
|
2031
Live Oak Bancshares
LOB
$1.98B
| $781K | ﹤0.01% |
26,989
+3,874
| +17% | +$125K |
|
|
SHOE
2032
Shoe Station Group
SHOE
$413M
| $780K | ﹤0.01% |
32,452
-4,959
| -13% | -$118K |
|
|
JKS
2033
JinkoSolar
JKS
$777M
| $780K | ﹤0.01% |
25,671
-8,700
| -25% | -$312K |
|
2034
Aclaris Therapeutics
ACRS
$726M
| $778K | ﹤0.01% |
113,601
+25,585
| +29% | +$219K |
|
|
BBBY
2035
Bed Bath & Beyond
BBBY
$481M
| $776K | ﹤0.01% |
53,977
+4,529
| +9% | +$111K |
|
2036
SI-BONE Inc
SIBN
$788M
| $775K | ﹤0.01% |
36,508
+3,026
| +9% | +$70.1K |
|
2037
Quanterix
QTRX
$164M
| $775K | ﹤0.01% |
28,568
+2,478
| +9% | +$61.3K |
|
2038
Vertex
VERX
$2.09B
| $773K | ﹤0.01% |
33,481
+19,008
| +131% | +$391K |
|
2039
Archer Aviation
ACHR
$3.54B
| $773K | ﹤0.01% |
+152,768
| New | +$876K |
|
2040
Titan International
TWI
$466M
| $772K | ﹤0.01% |
57,462
+8,635
| +18% | +$105K |
|
|
FLNA
2041
Filana Therapeutics
FLNA
$48.8M
| $770K | ﹤0.01% |
46,280
| – | – |
|
2042
Tompkins Financial
TMP
$1.43B
| $770K | ﹤0.01% |
15,714
| – | – |
|
|
NUVL
2043
DELISTED
Nuvalent
NUVL
| $768K | ﹤0.01% |
16,700
+3,100
| +23% | +$138K |
|
|
LGF.A
2044
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $766K | ﹤0.01% |
90,383
+5,173
| +6% | +$41.1K |
|
2045
Fluence Energy
FLNC
$1.85B
| $766K | ﹤0.01% |
33,304
+6,904
| +26% | +$178K |
|
2046
Amerant Bancorp
AMTB
$1.16B
| $765K | ﹤0.01% |
43,837
+13,840
| +46% | +$264K |
|
2047
Scorpio Tankers
STNG
$3.9B
| $763K | ﹤0.01% |
+14,100
| New | +$689K |
|
2048
PureCycle Technologies
PCT
$1.28B
| $762K | ﹤0.01% |
135,856
+12,891
| +10% | +$121K |
|
2049
Ennis
EBF
$552M
| $760K | ﹤0.01% |
35,829
+2,328
| +7% | +$49.4K |
|
2050
LegalZoom.com
LZ
$1.35B
| $759K | ﹤0.01% |
+69,368
| New | +$851K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.