UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Diodes
DIOD
$3.78B
| $208K | ﹤0.01% |
8,100
-10,800
| -57% | -$247K |
|
2027
RingCentral
RNG
$4.66B
| $208K | ﹤0.01% |
10,100
-18,000
| -64% | -$394K |
|
2028
OR Royalties Inc
OR
$5.58B
| $207K | ﹤0.01% |
21,186
-32,330
| -60% | -$321K |
|
|
SN
2029
DELISTED
Sanchez Energy Corporation
SN
| $207K | ﹤0.01% |
22,899
-26,600
| -54% | -$213K |
|
|
INVN
2030
DELISTED
Invensense Inc
INVN
| $207K | ﹤0.01% |
16,199
-22,800
| -58% | -$195K |
|
2031
Etsy
ETSY
$7.75B
| $206K | ﹤0.01% |
17,500
-30,200
| -63% | -$391K |
|
2032
Novanta
NOVT
$5.08B
| $206K | ﹤0.01% |
9,798
-18,100
| -65% | -$345K |
|
2033
SPX Corp
SPXC
$11B
| $206K | ﹤0.01% |
8,665
-9,118
| -51% | -$200K |
|
|
XOXO
2034
DELISTED
Xo Group Inc
XOXO
| $206K | ﹤0.01% |
10,598
-11,600
| -52% | -$218K |
|
2035
OSI Systems
OSIS
$3.65B
| $205K | ﹤0.01% |
2,699
-4,800
| -64% | -$346K |
|
2036
Team
TISI
$79.5M
| $205K | ﹤0.01% |
522
-722
| -58% | -$249K |
|
|
ANAT
2037
DELISTED
American National Group, Inc. Common Stock
ANAT
| $205K | ﹤0.01% |
1,642
-4,112
| -71% | -$502K |
|
|
IPXL
2038
DELISTED
Impax Laboratories, Inc.
IPXL
| $204K | ﹤0.01% |
15,416
-1,015,163
| -99% | -$17.4M |
|
2039
First Busey Corp
BUSE
$2.57B
| $203K | ﹤0.01% |
6,581
-2,899
| -31% | -$75.4K |
|
|
SPNC
2040
DELISTED
Spectranetics Corp
SPNC
| $203K | ﹤0.01% |
8,299
-11,700
| -59% | -$275K |
|
2041
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
| $202K | ﹤0.01% |
+4,570
| New | +$203K |
|
|
CBPX
2042
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $202K | ﹤0.01% |
8,759
-13,200
| -60% | -$286K |
|
|
CPLA
2043
DELISTED
Capella Education Company
CPLA
| $202K | ﹤0.01% |
2,300
-2,700
| -54% | -$209K |
|
2044
Spok Holdings
SPOK
$228M
| $201K | ﹤0.01% |
9,700
-13,000
| -57% | -$241K |
|
|
TERP
2045
DELISTED
TerraForm Power, Inc
TERP
| $201K | ﹤0.01% |
15,654
-18,100
| -54% | -$235K |
|
|
CYNO
2046
DELISTED
Cynosure, Inc. Class A
CYNO
| $201K | ﹤0.01% |
4,409
-7,080
| -62% | -$324K |
|
2047
Lakeland Financial Corp
LKFN
$1.56B
| $200K | ﹤0.01% |
4,226
-6,250
| -60% | -$255K |
|
2048
Zillow
ZG
$7.94B
| $200K | ﹤0.01% |
+5,500
| New | +$192K |
|
|
ABAX
2049
DELISTED
Abaxis Inc
ABAX
| $200K | ﹤0.01% |
3,799
-5,700
| -60% | -$294K |
|
|
P
2050
Everpure Inc
P
$25.7B
| $197K | ﹤0.01% |
17,400
-10,300
| -37% | -$133K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.