UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ETNB
2001
DELISTED
89bio
ETNB
| $814K | ﹤0.01% |
+52,689
| New | +$884K |
|
2002
John B. Sanfilippo & Son
JBSS
$967M
| $812K | ﹤0.01% |
8,218
-74
| -0.9% | -$7.78K |
|
2003
Myers Industries
MYE
$1.29B
| $811K | ﹤0.01% |
45,254
+895
| +2% | +$16.9K |
|
|
FPI
2004
Farmland Partners
FPI
$408M
| $811K | ﹤0.01% |
79,069
+19,633
| +33% | +$224K |
|
|
RDFN
2005
DELISTED
Redfin
RDFN
| $811K | ﹤0.01% |
115,205
+46,999
| +69% | +$516K |
|
2006
Malibu Boats
MBUU
$541M
| $810K | ﹤0.01% |
16,522
-1,688
| -9% | -$90.6K |
|
2007
Origin Bancorp
OBK
$1.69B
| $809K | ﹤0.01% |
28,019
+2,937
| +12% | +$89.7K |
|
2008
TTM Technologies
TTMI
$12B
| $809K | ﹤0.01% |
62,775
-13,814
| -18% | -$192K |
|
|
SPTN
2009
DELISTED
SpartanNash
SPTN
| $808K | ﹤0.01% |
36,745
-8,008
| -18% | -$177K |
|
|
NAPA
2010
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
| $807K | ﹤0.01% |
78,685
-461,511
| -85% | -$5.71M |
|
|
EHAB
2011
DELISTED
Enhabit
EHAB
| $805K | ﹤0.01% |
71,550
-39,424
| -36% | -$496K |
|
2012
Gogo Inc
GOGO
$565M
| $801K | ﹤0.01% |
67,141
+14,224
| +27% | +$196K |
|
2013
Designer Brands
DBI
$307M
| $801K | ﹤0.01% |
63,257
-15,136
| -19% | -$162K |
|
2014
iShares MSCI Philippines ETF
EPHE
$132M
| $800K | ﹤0.01% |
32,100
| – | – |
|
2015
Beyond Meat
BYND
$292M
| $800K | ﹤0.01% |
83,113
+25,858
| +45% | +$337K |
|
|
ACCD
2016
DELISTED
Accolade Inc
ACCD
| $799K | ﹤0.01% |
75,479
+3,281
| +5% | +$43K |
|
2017
First Advantage
FA
$3.4B
| $798K | ﹤0.01% |
57,860
+8,318
| +17% | +$121K |
|
2018
AMERISAFE
AMSF
$543M
| $796K | ﹤0.01% |
15,900
-4,575
| -22% | -$240K |
|
2019
Washington Trust Bancorp
WASH
$743M
| $796K | ﹤0.01% |
30,214
+10,142
| +51% | +$290K |
|
2020
Manitowoc
MTW
$497M
| $795K | ﹤0.01% |
52,821
-7,330
| -12% | -$123K |
|
|
TBI
2021
Trueblue
TBI
$215M
| $794K | ﹤0.01% |
54,149
-8,593
| -14% | -$134K |
|
2022
Repay Holdings
RPAY
$331M
| $793K | ﹤0.01% |
104,538
| – | – |
|
2023
Intapp
INTA
$2.52B
| $793K | ﹤0.01% |
23,645
+7,616
| +48% | +$278K |
|
2024
indie Semiconductor
INDI
$682M
| $792K | ﹤0.01% |
125,792
+18,193
| +17% | +$141K |
|
|
MRUS
2025
DELISTED
Merus
MRUS
| $792K | ﹤0.01% |
33,596
+11,668
| +53% | +$283K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.