UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
ZIM Integrated Shipping Services
ZIM
$3.04B
| $859K | ﹤0.01% |
82,160
+274
| +0.3% | +$3.48K |
|
|
HOUS
1977
DELISTED
Anywhere Real Estate
HOUS
| $858K | ﹤0.01% |
133,467
+46,983
| +54% | +$342K |
|
1978
HCI Group
HCI
$2.23B
| $858K | ﹤0.01% |
15,807
| – | – |
|
|
DMC
1979
Del Monte Corp
DMC
$1.41B
| $857K | ﹤0.01% |
33,156
-6,139
| -16% | -$161K |
|
1980
Wolverine World Wide
WWW
$1.61B
| $855K | ﹤0.01% |
106,056
-447
| -0.4% | -$4.6K |
|
1981
Radware
RDWR
$1.1B
| $854K | ﹤0.01% |
50,484
+4,289
| +9% | +$75.4K |
|
|
XRN
1982
Chiron Real Estate Inc
XRN
$514M
| $853K | ﹤0.01% |
19,022
| – | – |
|
1983
Digital Turbine
APPS
$975M
| $848K | ﹤0.01% |
140,172
+6,895
| +5% | +$61.4K |
|
1984
National Healthcare
NHC
$3.53B
| $848K | ﹤0.01% |
13,248
-3,160
| -19% | -$202K |
|
|
HAYN
1985
DELISTED
Haynes International, Inc.
HAYN
| $847K | ﹤0.01% |
18,204
| – | – |
|
1986
Stock Yards Bancorp
SYBT
$2.64B
| $845K | ﹤0.01% |
21,495
| – | – |
|
|
LPRO
1987
Open Lending Corp
LPRO
| $844K | ﹤0.01% |
115,368
| – | – |
|
1988
Navitas Semiconductor
NVTS
$2.84B
| $841K | ﹤0.01% |
120,987
+11,512
| +11% | +$102K |
|
|
ESMT
1989
DELISTED
EngageSmart, Inc.
ESMT
| $837K | ﹤0.01% |
+46,546
| New | +$830K |
|
1990
Ingles Markets
IMKTA
$1.71B
| $837K | ﹤0.01% |
11,113
-610
| -5% | -$49.1K |
|
1991
ProPetro Holding
PUMP
$1.36B
| $837K | ﹤0.01% |
78,693
+8,406
| +12% | +$83.4K |
|
1992
Kimbell Royalty Partners
KRP
$1.48B
| $836K | ﹤0.01% |
52,219
+27,199
| +109% | +$412K |
|
1993
Geron
GERN
$828M
| $835K | ﹤0.01% |
393,846
+63,212
| +19% | +$172K |
|
|
GES
1994
DELISTED
Guess Inc
GES
| $833K | ﹤0.01% |
38,490
-9,458
| -20% | -$200K |
|
|
VISN
1995
Vistance Networks Inc
VISN
$2.65B
| $827K | ﹤0.01% |
246,006
+714
| +0.3% | +$2.92K |
|
1996
Iovance Biotherapeutics
IOVA
$1.82B
| $827K | ﹤0.01% |
181,662
+53,491
| +42% | +$349K |
|
|
GDEN
1997
DELISTED
Golden Entertainment
GDEN
| $826K | ﹤0.01% |
24,171
| – | – |
|
1998
Greif Class B
GEF.B
$4.11B
| $821K | ﹤0.01% |
12,342
| – | – |
|
|
PLYM
1999
DELISTED
Plymouth Industrial REIT
PLYM
| $815K | ﹤0.01% |
38,879
-10,299
| -21% | -$232K |
|
|
MTTR
2000
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $815K | ﹤0.01% |
375,350
+107,951
| +40% | +$303K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.