UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
YHOO
176
DELISTED
Yahoo Inc
YHOO
| $111M | 0.14% |
3,351,484
-34,197
| -1% | -$967K |
|
177
Phillips 66
PSX
$83B
| $111M | 0.14% |
1,911,841
+108,256
| +6% | +$6.28M |
|
178
Lockheed Martin
LMT
$132B
| $109M | 0.13% |
851,400
+53,794
| +7% | +$6.53M |
|
179
NOV
NOV
$6.87B
| $107M | 0.13% |
1,521,647
+13,340
| +0.9% | +$893K |
|
180
FedEx
FDX
$73.1B
| $107M | 0.13% |
938,076
+10,325
| +1% | +$1.11M |
|
181
Franklin Resources
BEN
$16.9B
| $106M | 0.13% |
2,091,642
+726,570
| +53% | +$35.1M |
|
|
KRFT
182
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $106M | 0.13% |
2,013,388
-463,244
| -19% | -$25.4M |
|
183
Chubb
CB
$140B
| $105M | 0.13% |
1,125,650
+81,910
| +8% | +$7.49M |
|
|
PX
184
DELISTED
Praxair Inc
PX
| $105M | 0.13% |
872,318
+3,624
| +0.4% | +$430K |
|
185
Aflac
AFL
$65.5B
| $105M | 0.13% |
3,376,320
+225,918
| +7% | +$6.8M |
|
186
Elevance Health
ELV
$81.6B
| $104M | 0.13% |
1,249,371
+8,437
| +0.7% | +$723K |
|
187
McKesson
MCK
$104B
| $104M | 0.13% |
810,128
+28,827
| +4% | +$3.54M |
|
|
BNY
188
Bank of New York Mellon
BNY
$103B
| $103M | 0.13% |
3,421,042
-32,375
| -0.9% | -$993K |
|
189
Royal Caribbean
RCL
$86.7B
| $103M | 0.13% |
2,679,707
+2,651
| +0.1% | +$99.4K |
|
|
PARA
190
DELISTED
Paramount Global Class B
PARA
| $102M | 0.13% |
1,850,913
-455
| -0% | -$24.2K |
|
|
DTV
191
DELISTED
DIRECTV COM STK (DE)
DTV
| $101M | 0.13% |
1,698,656
-534
| -0% | -$32.9K |
|
|
HSP
192
DELISTED
HOSPIRA INC
HSP
| $101M | 0.13% |
2,581,739
-338,897
| -12% | -$13.5M |
|
|
CTRA
193
DELISTED
Coterra Energy
CTRA
| $101M | 0.12% |
2,697,798
-2,577,462
| -49% | -$96.6M |
|
194
NXP Semiconductors
NXPI
$61.4B
| $99M | 0.12% |
2,660,786
-131,619
| -5% | -$4.65M |
|
|
RTN
195
DELISTED
Raytheon Company
RTN
| $98.7M | 0.12% |
1,280,302
-23,015
| -2% | -$1.71M |
|
196
American Tower
AMT
$83.8B
| $98.4M | 0.12% |
1,326,804
-4,953
| -0.4% | -$358K |
|
197
APA Corp
APA
$13B
| $98.3M | 0.12% |
1,155,116
+4,196
| +0.4% | +$349K |
|
198
Freeport-McMoran
FCX
$86.1B
| $98.1M | 0.12% |
2,967,031
-1,369,701
| -32% | -$41.9M |
|
199
Digital Realty Trust
DLR
$69.8B
| $97.5M | 0.12% |
1,835,433
+80,843
| +5% | +$4.6M |
|
200
Eaton
ETN
$141B
| $94.5M | 0.12% |
1,372,477
+11,736
| +0.9% | +$788K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.