UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TPC
1951
Tutor Perini Cor
TPC
$4.41B
| $238K | ﹤0.01% |
8,499
-11,400
| -57% | -$276K |
|
|
AERI
1952
DELISTED
Aerie Pharmaceuticals
AERI
| $238K | ﹤0.01% |
6,300
-5,400
| -46% | -$204K |
|
1953
TriMas Corp
TRS
$1.43B
| $237K | ﹤0.01% |
10,099
-9,700
| -49% | -$198K |
|
|
EXPR
1954
DELISTED
Express, Inc.
EXPR
| $237K | ﹤0.01% |
1,100
-1,527
| -58% | -$375K |
|
|
PGNX
1955
DELISTED
Progenics Pharmaceuticals Inc
PGNX
| $237K | ﹤0.01% |
27,424
-10,438
| -28% | -$77.2K |
|
|
ISCA
1956
DELISTED
International Speedway Corp
ISCA
| $237K | ﹤0.01% |
6,442
-6,500
| -50% | -$228K |
|
|
NP
1957
DELISTED
Neenah, Inc. Common Stock
NP
| $236K | ﹤0.01% |
2,770
-5,461
| -66% | -$453K |
|
|
VCRA
1958
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $236K | ﹤0.01% |
12,769
-17,000
| -57% | -$303K |
|
1959
First Community Bankshares
FCBC
$900M
| $235K | ﹤0.01% |
+7,800
| New | +$209K |
|
1960
Planet Fitness
PLNT
$4.42B
| $235K | ﹤0.01% |
11,702
-985
| -8% | -$20.4K |
|
|
TAHO
1961
DELISTED
Tahoe Resources Inc
TAHO
| $235K | ﹤0.01% |
24,942
| – | – |
|
|
NAVG
1962
DELISTED
Navigators Group Inc
NAVG
| $235K | ﹤0.01% |
3,984
-4,400
| -52% | -$228K |
|
|
RESI
1963
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $235K | ﹤0.01% |
21,300
-15,700
| -42% | -$173K |
|
|
IPCC
1964
DELISTED
Infinity Property & Casualty C
IPCC
| $234K | ﹤0.01% |
2,658
-3,100
| -54% | -$263K |
|
|
AXON
1965
Axon Enterprise
AXON
$42.5B
| $233K | ﹤0.01% |
9,598
-17,600
| -65% | -$434K |
|
1966
TriNet
TNET
$3.02B
| $233K | ﹤0.01% |
9,112
-11,100
| -55% | -$252K |
|
|
QUOT
1967
DELISTED
Quotient Technology Inc
QUOT
| $233K | ﹤0.01% |
21,700
-27,400
| -56% | -$319K |
|
1968
Rush Enterprises Class A
RUSHA
$6.2B
| $232K | ﹤0.01% |
16,398
-13,975
| -46% | -$173K |
|
1969
WSFS Financial
WSFS
$4.12B
| $232K | ﹤0.01% |
5,012
-7,500
| -60% | -$302K |
|
|
AJRD
1970
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $232K | ﹤0.01% |
12,898
-12,600
| -49% | -$232K |
|
1971
ESCO Technologies
ESE
$8.17B
| $231K | ﹤0.01% |
4,074
-7,000
| -63% | -$358K |
|
|
ALDR
1972
DELISTED
Alder Biopharmaceuticals
ALDR
| $231K | ﹤0.01% |
11,111
-9,142
| -45% | -$238K |
|
1973
Camden National
CAC
$978M
| $230K | ﹤0.01% |
5,178
-2,775
| -35% | -$102K |
|
1974
Great Southern Bancorp
GSBC
$874M
| $230K | ﹤0.01% |
4,200
-2,000
| -32% | -$94.7K |
|
|
CUB
1975
DELISTED
Cubic Corporation
CUB
| $230K | ﹤0.01% |
4,799
-5,300
| -52% | -$243K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.