UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NTUS
1801
DELISTED
Natus Medical Inc
NTUS
| $362K | ﹤0.01% |
10,399
-8,700
| -46% | -$342K |
|
|
NFBK
1802
DELISTED
Northfield Bancorp
NFBK
| $361K | ﹤0.01% |
18,097
-20,300
| -53% | -$364K |
|
1803
The Ensign Group
ENSG
$10.4B
| $360K | ﹤0.01% |
17,318
-9,300
| -35% | -$181K |
|
1804
Descartes Systems
DSGX
$6.44B
| $354K | ﹤0.01% |
16,600
-22,400
| -57% | -$476K |
|
|
STB
1805
DELISTED
Student Transportation Inc
STB
| $354K | ﹤0.01% |
63,300
-13,235
| -17% | -$76.5K |
|
|
AIRM
1806
DELISTED
Air Methods Corp
AIRM
| $354K | ﹤0.01% |
11,099
-7,000
| -39% | -$216K |
|
1807
Green Dot
GDOT
$743M
| $351K | ﹤0.01% |
14,899
-11,200
| -43% | -$262K |
|
1808
G-III Apparel Group
GIII
$1.54B
| $351K | ﹤0.01% |
11,874
-53,513
| -82% | -$1.55M |
|
|
IRBT
1809
DELISTED
iRobot
IRBT
| $351K | ﹤0.01% |
5,999
-8,000
| -57% | -$417K |
|
1810
Evertec
EVTC
$1.88B
| $350K | ﹤0.01% |
19,745
-17,474
| -47% | -$289K |
|
|
DENN
1811
DELISTED
Denny's
DENN
| $348K | ﹤0.01% |
27,096
-26,800
| -50% | -$312K |
|
1812
Helix Energy Solutions
HLX
$1.4B
| $343K | ﹤0.01% |
38,902
-26,000
| -40% | -$251K |
|
|
NXTM
1813
DELISTED
NxStage Medical Inc.
NXTM
| $343K | ﹤0.01% |
13,098
-18,100
| -58% | -$448K |
|
1814
City Holding Co
CHCO
$2.05B
| $342K | ﹤0.01% |
5,061
-3,400
| -40% | -$198K |
|
1815
FirstService
FSV
$6.48B
| $342K | ﹤0.01% |
7,199
-7,600
| -51% | -$333K |
|
|
EBIX
1816
DELISTED
Ebix Inc
EBIX
| $340K | ﹤0.01% |
5,961
-10,238
| -63% | -$595K |
|
1817
CONMED
CNMD
$1.39B
| $339K | ﹤0.01% |
7,684
-8,615
| -53% | -$366K |
|
1818
GoPro
GPRO
$130M
| $339K | ﹤0.01% |
38,970
-17,700
| -31% | -$203K |
|
1819
Upbound Group
UPBD
$1.13B
| $338K | ﹤0.01% |
30,028
-14,000
| -32% | -$156K |
|
1820
Douglas Dynamics
PLOW
$1.02B
| $336K | ﹤0.01% |
9,998
-11,800
| -54% | -$375K |
|
1821
Stewart Information Services
STC
$2.06B
| $336K | ﹤0.01% |
7,299
-7,400
| -50% | -$332K |
|
|
BPFH
1822
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $334K | ﹤0.01% |
20,196
-29,200
| -59% | -$423K |
|
|
PGH
1823
DELISTED
Pengrowth Energy Corporation
PGH
| $332K | ﹤0.01% |
230,457
-139,500
| -38% | -$214K |
|
1824
Allegiant Air
ALGT
$2.64B
| $331K | ﹤0.01% |
1,989
-1,820
| -48% | -$285K |
|
|
KCG
1825
DELISTED
KCG Holdings, Inc.
KCG
| $331K | ﹤0.01% |
24,970
-29,033
| -54% | -$408K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.