UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$552M |
| 2 |
Microsoft
MSFT
|
+$336M |
| 3 |
Accenture
ACN
|
+$230M |
| 4 |
Walmart Inc
WMT
|
+$206M |
| 5 |
Mastercard
MA
|
+$187M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$329M |
| 2 |
CELG
Celgene Corp
CELG
|
+$293M |
| 3 |
iShares Core MSCI EAFE ETF
IEFA
|
+$220M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$181M |
| 5 |
JPMorgan Chase
JPM
|
+$159M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.8% |
| 2 | Financials | 14.05% |
| 3 | Healthcare | 13.56% |
| 4 | Consumer Discretionary | 12.64% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1776
Onto Innovation
ONTO
$14.5B
| $1.21M | ﹤0.01% |
32,996
+14,031
| +74% | +$476K |
|
1777
First Busey Corp
BUSE
$2.61B
| $1.2M | ﹤0.01% |
43,721
+10,713
| +32% | +$283K |
|
|
REGI
1778
DELISTED
Renewable Energy Group, Inc.
REGI
| $1.2M | ﹤0.01% |
44,554
+11,445
| +35% | +$207K |
|
|
AKS
1779
DELISTED
AK Steel Holding Corp
AKS
| $1.19M | ﹤0.01% |
362,645
+69,898
| +24% | +$194K |
|
1780
AppFolio
APPF
$7B
| $1.19M | ﹤0.01% |
10,838
+355
| +3% | +$36.2K |
|
|
ATRI
1781
DELISTED
Atrion Corp
ATRI
| $1.18M | ﹤0.01% |
1,567
+399
| +34% | +$301K |
|
1782
AeroVironment
AVAV
$8.76B
| $1.17M | ﹤0.01% |
19,027
+1,564
| +9% | +$93.7K |
|
|
LTHM
1783
DELISTED
Livent Corporation
LTHM
| $1.17M | ﹤0.01% |
137,290
-12,025
| -8% | -$92K |
|
1784
Granite Construction
GVA
$5.38B
| $1.17M | ﹤0.01% |
42,331
-11,117
| -21% | -$316K |
|
1785
Interface
TILE
$2.01B
| $1.17M | ﹤0.01% |
70,432
+2,331
| +3% | +$37.5K |
|
1786
The Greenbrier Companies
GBX
$1.57B
| $1.17M | ﹤0.01% |
36,022
+6,421
| +22% | +$192K |
|
1787
Cerence
CRNC
$427M
| $1.16M | ﹤0.01% |
+51,344
| New | +$842K |
|
|
CVGW
1788
DELISTED
Calavo Growers
CVGW
| $1.16M | ﹤0.01% |
12,793
-2,681
| -17% | -$240K |
|
|
ZUO
1789
DELISTED
Zuora, Inc.
ZUO
| $1.16M | ﹤0.01% |
80,719
+26,851
| +50% | +$393K |
|
1790
Talos Energy
TALO
$2.45B
| $1.16M | ﹤0.01% |
38,330
+2,078
| +6% | +$48.5K |
|
1791
Antero Resources
AR
$10.9B
| $1.15M | ﹤0.01% |
405,166
+12,644
| +3% | +$32.3K |
|
|
MIK
1792
DELISTED
Michaels Stores, Inc
MIK
| $1.15M | ﹤0.01% |
142,603
+14,473
| +11% | +$122K |
|
1793
Clean Energy Fuels
CLNE
$412M
| $1.15M | ﹤0.01% |
492,458
+73,303
| +17% | +$156K |
|
1794
Upbound Group
UPBD
$1.23B
| $1.15M | ﹤0.01% |
39,713
-1,349
| -3% | -$35.3K |
|
1795
OFG Bancorp
OFG
$2.26B
| $1.14M | ﹤0.01% |
48,106
+2,485
| +5% | +$54.3K |
|
|
TGA
1796
DELISTED
Transglobe Energy Corp
TGA
| $1.12M | ﹤0.01% |
815,184
+162,890
| +25% | +$203K |
|
|
CBPX
1797
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $1.12M | ﹤0.01% |
30,864
+1,363
| +5% | +$44.8K |
|
1798
Universal Insurance Holdings
UVE
$1.24B
| $1.12M | ﹤0.01% |
40,141
+1,534
| +4% | +$44.4K |
|
|
INOV
1799
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
| $1.12M | ﹤0.01% |
59,584
-3,883
| -6% | -$65K |
|
1800
Aurinia Pharmaceuticals
AUPH
$1.94B
| $1.12M | ﹤0.01% |
55,259
+38,800
| +236% | +$357K |
|
Similar funds
UBS AM's Q4 2019 Portfolio in Review
As of Q4 2019, UBS AM held 2,974 positions worth $163B, up 10% from $148B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM's Q4 2019 filing shows 83 new, 1,539 increased, 805 reduced and 441 closed positions. Its largest new stake was Pinterest: 348,973 shares worth $6.5M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $329M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2019 buy was Pinterest: 348,973 shares worth $6.5M.
- UBS AM added most to Alibaba in Q4 2019, an estimated $552M increase.
- UBS AM's biggest Q4 2019 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $181M.
- UBS AM fully exited Vanguard Morningstar Total Stock Market ETF in Q4 2019, selling an estimated $329M.
- UBS AM's ten largest holdings make up 21% of its $163B portfolio in Q4 2019.
- UBS AM opened 83 new positions and closed 441 in Q4 2019.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $163B.
Based on UBS AM's 13F filing for Q4 2019, filed 14 Feb 2020.