UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$552M |
| 2 |
Microsoft
MSFT
|
+$336M |
| 3 |
Accenture
ACN
|
+$230M |
| 4 |
Walmart Inc
WMT
|
+$206M |
| 5 |
Mastercard
MA
|
+$187M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$329M |
| 2 |
CELG
Celgene Corp
CELG
|
+$293M |
| 3 |
iShares Core MSCI EAFE ETF
IEFA
|
+$220M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$181M |
| 5 |
JPMorgan Chase
JPM
|
+$159M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.8% |
| 2 | Financials | 14.05% |
| 3 | Healthcare | 13.56% |
| 4 | Consumer Discretionary | 12.64% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DLPH
1751
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
| $1.26M | ﹤0.01% |
98,307
-18,762
| -16% | -$243K |
|
1752
Cactus
WHD
$5.3B
| $1.26M | ﹤0.01% |
36,700
+4,821
| +15% | +$146K |
|
1753
MACOM Technology Solutions
MTSI
$20.6B
| $1.26M | ﹤0.01% |
47,333
-245
| -0.5% | -$5.85K |
|
1754
TTM Technologies
TTMI
$13.9B
| $1.26M | ﹤0.01% |
83,494
+10,418
| +14% | +$137K |
|
|
TERP
1755
DELISTED
TerraForm Power, Inc
TERP
| $1.25M | ﹤0.01% |
81,415
+16,585
| +26% | +$267K |
|
|
DOO
1756
Bombardier Recreational Products
DOO
$4.86B
| $1.25M | ﹤0.01% |
27,422
-2,300
| -8% | -$103K |
|
1757
Karyopharm Therapeutics
KPTI
$45.3M
| $1.25M | ﹤0.01% |
4,345
+736
| +20% | +$160K |
|
1758
Park National Corp
PRK
$3.77B
| $1.25M | ﹤0.01% |
12,197
-1,166
| -9% | -$116K |
|
1759
Seacoast Banking Corp of Florida
SBCF
$3.4B
| $1.25M | ﹤0.01% |
40,838
+3,084
| +8% | +$87.7K |
|
1760
Enterprise Financial Services Corp
EFSC
$2.42B
| $1.25M | ﹤0.01% |
25,865
+2,163
| +9% | +$96K |
|
1761
Nabors Industries
NBR
$1.18B
| $1.24M | ﹤0.01% |
8,629
+476
| +6% | +$50.1K |
|
1762
Rambus
RMBS
$10.8B
| $1.24M | ﹤0.01% |
90,109
-275
| -0.3% | -$3.69K |
|
1763
Dave & Buster's
PLAY
$361M
| $1.24M | ﹤0.01% |
30,848
-103,005
| -77% | -$4.12M |
|
1764
Dycom Industries
DY
$12.3B
| $1.24M | ﹤0.01% |
26,264
-5,244
| -17% | -$255K |
|
1765
Winnebago Industries
WGO
$905M
| $1.23M | ﹤0.01% |
23,145
-578
| -2% | -$27K |
|
1766
Alamo Group
ALG
$2.03B
| $1.22M | ﹤0.01% |
9,756
+33
| +0.3% | +$3.86K |
|
1767
Pathward Financial
CASH
$1.88B
| $1.22M | ﹤0.01% |
33,538
+132
| +0.4% | +$4.49K |
|
1768
Sunrun
RUN
$2.53B
| $1.22M | ﹤0.01% |
88,550
+10,212
| +13% | +$152K |
|
1769
Dillards
DDS
$9.69B
| $1.22M | ﹤0.01% |
16,623
+2,693
| +19% | +$191K |
|
1770
AtriCure
ATRC
$1.97B
| $1.22M | ﹤0.01% |
37,567
+3,832
| +11% | +$109K |
|
1771
TriMas Corp
TRS
$1.48B
| $1.22M | ﹤0.01% |
38,842
+5,996
| +18% | +$185K |
|
1772
Enpro
NPO
$7.07B
| $1.22M | ﹤0.01% |
18,195
+77
| +0.4% | +$5.12K |
|
|
MRC
1773
DELISTED
MRC Global
MRC
| $1.21M | ﹤0.01% |
88,870
-3,536
| -4% | -$46.1K |
|
|
INFN
1774
DELISTED
Infinera Corporation Common Stock
INFN
| $1.21M | ﹤0.01% |
152,653
+2,481
| +2% | +$15.3K |
|
1775
Douglas Dynamics
PLOW
$1.03B
| $1.21M | ﹤0.01% |
22,004
+1,137
| +5% | +$57.4K |
|
Similar funds
UBS AM's Q4 2019 Portfolio in Review
As of Q4 2019, UBS AM held 2,974 positions worth $163B, up 10% from $148B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM's Q4 2019 filing shows 83 new, 1,539 increased, 805 reduced and 441 closed positions. Its largest new stake was Pinterest: 348,973 shares worth $6.5M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $329M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2019 buy was Pinterest: 348,973 shares worth $6.5M.
- UBS AM added most to Alibaba in Q4 2019, an estimated $552M increase.
- UBS AM's biggest Q4 2019 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $181M.
- UBS AM fully exited Vanguard Morningstar Total Stock Market ETF in Q4 2019, selling an estimated $329M.
- UBS AM's ten largest holdings make up 21% of its $163B portfolio in Q4 2019.
- UBS AM opened 83 new positions and closed 441 in Q4 2019.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $163B.
Based on UBS AM's 13F filing for Q4 2019, filed 14 Feb 2020.