UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SLCA
1726
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $1.39M | ﹤0.01% |
99,043
-16,047
| -14% | -$210K |
|
1727
Trinity Industries
TRN
$2.49B
| $1.39M | ﹤0.01% |
57,056
-11,231
| -16% | -$283K |
|
1728
Trustmark
TRMK
$2.76B
| $1.39M | ﹤0.01% |
63,754
+3,411
| +6% | +$79.2K |
|
1729
CoreCivic
CXW
$2.96B
| $1.38M | ﹤0.01% |
122,941
-19,202
| -14% | -$193K |
|
1730
Agilysys
AGYS
$2.97B
| $1.38M | ﹤0.01% |
20,896
| – | – |
|
1731
A10 Networks
ATEN
$2.13B
| $1.37M | ﹤0.01% |
91,465
-8,390
| -8% | -$124K |
|
|
CIR
1732
DELISTED
CIRCOR International, Inc
CIR
| $1.37M | ﹤0.01% |
24,616
+310
| +1% | +$17.3K |
|
1733
Cracker Barrel
CBRL
$1.26B
| $1.37M | ﹤0.01% |
20,420
-2,713
| -12% | -$228K |
|
1734
Opendoor
OPEN
$3.64B
| $1.37M | ﹤0.01% |
536,230
-1,214,249
| -69% | -$4.38M |
|
1735
Oxford Industries
OXM
$566M
| $1.37M | ﹤0.01% |
14,205
-956
| -6% | -$97K |
|
1736
Employers Holdings
EIG
$908M
| $1.36M | ﹤0.01% |
34,143
-5,790
| -14% | -$224K |
|
1737
TG Therapeutics
TGTX
$7.96B
| $1.35M | ﹤0.01% |
161,927
+27,805
| +21% | +$388K |
|
1738
Liberty Live Group Series C
LLYVK
$9.07B
| $1.35M | ﹤0.01% |
+42,164
| New | +$1.4M |
|
|
PGTI
1739
DELISTED
PGT, Inc.
PGTI
| $1.35M | ﹤0.01% |
48,742
| – | – |
|
|
CPRX
1740
DELISTED
Catalyst Pharmaceutical
CPRX
| $1.35M | ﹤0.01% |
115,489
-21,588
| -16% | -$289K |
|
|
STR
1741
DELISTED
Sitio Royalties
STR
| $1.35M | ﹤0.01% |
55,646
+13,736
| +33% | +$354K |
|
1742
LeMaitre Vascular
LMAT
$2.32B
| $1.34M | ﹤0.01% |
24,675
| – | – |
|
1743
Hillman Solutions
HLMN
$1.54B
| $1.34M | ﹤0.01% |
162,494
+31,990
| +25% | +$291K |
|
1744
Tronox
TROX
$932M
| $1.34M | ﹤0.01% |
99,463
| – | – |
|
1745
S&T Bancorp
STBA
$1.84B
| $1.33M | ﹤0.01% |
49,071
-7,421
| -13% | -$214K |
|
1746
VEON
VEON
$3.62B
| $1.33M | ﹤0.01% |
68,008
| – | – |
|
|
UCTT
1747
Ultra Clean Holdings
UCTT
$3.73B
| $1.33M | ﹤0.01% |
44,688
+7,869
| +21% | +$265K |
|
1748
Liberty Latin America Class C
LILAK
$1.63B
| $1.33M | ﹤0.01% |
178,698
-23,067
| -11% | -$178K |
|
1749
SunCoke Energy
SXC
$720M
| $1.33M | ﹤0.01% |
130,597
| – | – |
|
1750
WisdomTree
WT
$2.96B
| $1.32M | ﹤0.01% |
189,088
+11,849
| +7% | +$82.9K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.