UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RAI
151
DELISTED
Reynolds American Inc
RAI
| $134M | 0.15% |
2,391,011
-1,197,376
| -33% | -$63.5M |
|
152
FedEx
FDX
$73B
| $134M | 0.15% |
719,108
-26,289
| -4% | -$4.82M |
|
153
Canadian Imperial Bank of Commerce
CM
$108B
| $134M | 0.15% |
3,277,066
+209,138
| +7% | +$8.19M |
|
|
PX
154
DELISTED
Praxair Inc
PX
| $133M | 0.15% |
1,138,749
-330,578
| -22% | -$39.3M |
|
155
AvalonBay Communities
AVB
$26.8B
| $133M | 0.15% |
752,271
+18,958
| +3% | +$3.2M |
|
156
Becton Dickinson
BDX
$45.6B
| $133M | 0.15% |
823,024
+47,576
| +6% | +$7.9M |
|
157
Fortive
FTV
$17.7B
| $132M | 0.15% |
3,898,920
-527,556
| -12% | -$17.5M |
|
158
HCA Healthcare
HCA
$85.7B
| $130M | 0.15% |
1,756,276
-185,977
| -10% | -$13.9M |
|
|
159
Synchrony
SYF
$25.1B
| $129M | 0.14% |
3,558,064
-6,211,272
| -64% | -$198M |
|
160
Electronic Arts
EA
$52.9B
| $128M | 0.14% |
1,621,203
+258,773
| +19% | +$20.8M |
|
161
General Mills
GIS
$19.4B
| $127M | 0.14% |
2,063,826
-171,159
| -8% | -$10.6M |
|
162
Capital One
COF
$129B
| $126M | 0.14% |
1,442,218
-99,053
| -6% | -$7.99M |
|
163
TransDigm Group
TDG
$69.9B
| $123M | 0.14% |
493,608
-261,782
| -35% | -$68.7M |
|
164
Eaton
ETN
$150B
| $122M | 0.14% |
1,820,156
-3,379
| -0.2% | -$222K |
|
165
Norfolk Southern
NSC
$75B
| $122M | 0.14% |
796,230
-47,009
| -6% | -$4.75M |
|
166
Prologis
PLD
$136B
| $121M | 0.14% |
2,299,685
+71,604
| +3% | +$3.64M |
|
167
SBA Communications
SBAC
$19.3B
| $121M | 0.14% |
1,174,666
-344,425
| -23% | -$36.3M |
|
168
American Tower
AMT
$81.3B
| $121M | 0.14% |
1,147,573
+9,537
| +0.8% | +$1.04M |
|
169
Phillips 66
PSX
$84.4B
| $121M | 0.14% |
1,396,230
-56,322
| -4% | -$4.68M |
|
170
Regeneron Pharmaceuticals
REGN
$77.4B
| $120M | 0.14% |
327,801
-7,325
| -2% | -$2.79M |
|
171
Bank of Montreal
BMO
$125B
| $120M | 0.13% |
1,665,146
+133,964
| +9% | +$8.94M |
|
172
Incyte
INCY
$24.9B
| $120M | 0.13% |
1,192,665
+70,817
| +6% | +$6.91M |
|
173
Kimberly-Clark
KMB
$36.6B
| $119M | 0.13% |
1,040,738
+19,334
| +2% | +$2.24M |
|
174
Amphenol
APH
$197B
| $117M | 0.13% |
6,983,792
+3,546,008
| +103% | +$59.1M |
|
175
Netflix
NFLX
$305B
| $117M | 0.13% |
9,436,500
-149,090
| -2% | -$1.77M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.