UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PDS
1701
Precision Drilling
PDS
$999M
| $561K | ﹤0.01% |
5,135
-3,515
| -41% | -$346K |
|
1702
Rambus
RMBS
$9.87B
| $561K | ﹤0.01% |
40,741
-27,900
| -41% | -$361K |
|
1703
Credit Acceptance
CACC
$5.95B
| $560K | ﹤0.01% |
2,574
-2,377
| -48% | -$461K |
|
1704
TFS Financial
TFSL
$5.16B
| $559K | ﹤0.01% |
29,400
-22,100
| -43% | -$407K |
|
|
XYZ
1705
Block Inc
XYZ
$48.4B
| $559K | ﹤0.01% |
41,008
+15,354
| +60% | +$191K |
|
1706
St. Joe Company
JOE
$3.54B
| $556K | ﹤0.01% |
29,283
-22,717
| -44% | -$435K |
|
1707
Workiva
WK
$3.36B
| $556K | ﹤0.01% |
40,703
+8,810
| +28% | +$135K |
|
|
LGF.A
1708
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $555K | ﹤0.01% |
+20,636
| New | +$559K |
|
1709
Kaiser Aluminum
KALU
$2.61B
| $554K | ﹤0.01% |
7,131
-5,800
| -45% | -$463K |
|
1710
EXL Service
EXLS
$5.14B
| $553K | ﹤0.01% |
54,835
-43,950
| -44% | -$420K |
|
1711
Simmons First National
SFNC
$3.41B
| $553K | ﹤0.01% |
17,802
-12,906
| -42% | -$363K |
|
|
FMSA
1712
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
| $551K | ﹤0.01% |
46,739
+12,139
| +35% | +$112K |
|
|
CMO
1713
DELISTED
Capstead Mortgage Corp.
CMO
| $544K | ﹤0.01% |
53,327
-29,100
| -35% | -$286K |
|
1714
Park National Corp
PRK
$3.76B
| $543K | ﹤0.01% |
4,537
-2,900
| -39% | -$310K |
|
1715
Progress Software
PRGS
$1.66B
| $539K | ﹤0.01% |
16,857
-6,478
| -28% | -$188K |
|
|
HMHC
1716
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $538K | ﹤0.01% |
49,621
-41,000
| -45% | -$480K |
|
|
TYPE
1717
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $538K | ﹤0.01% |
27,121
-31,446
| -54% | -$633K |
|
|
GES
1718
DELISTED
Guess Inc
GES
| $531K | ﹤0.01% |
43,849
-16,679
| -28% | -$234K |
|
1719
Fossil Group
FOSL
$293M
| $529K | ﹤0.01% |
20,469
-7,497
| -27% | -$226K |
|
1720
S&T Bancorp
STBA
$1.84B
| $529K | ﹤0.01% |
13,561
-4,538
| -25% | -$152K |
|
|
KND
1721
DELISTED
Kindred Healthcare
KND
| $529K | ﹤0.01% |
67,353
-46,528
| -41% | -$382K |
|
|
NGHC
1722
DELISTED
National General Holdings Corp
NGHC
| $528K | ﹤0.01% |
21,135
-6,346
| -23% | -$144K |
|
1723
3D Systems Corp
DDD
$431M
| $526K | ﹤0.01% |
39,568
-29,960
| -43% | -$440K |
|
|
ARI
1724
Apollo Commercial Real Estate
ARI
$867M
| $525K | ﹤0.01% |
31,568
-7,133
| -18% | -$120K |
|
1725
AB InBev
BUD
$170B
| $525K | ﹤0.01% |
4,981
-167
| -3% | -$18.7K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.