UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
Greif
GEF
$4.92B
| $614K | ﹤0.01% |
11,956
-247
| -2% | -$12.6K |
|
1677
Ormat Technologies
ORA
$6B
| $613K | ﹤0.01% |
11,438
-8,622
| -43% | -$419K |
|
|
POLY
1678
DELISTED
Plantronics, Inc.
POLY
| $613K | ﹤0.01% |
11,202
-11,400
| -50% | -$596K |
|
1679
Knowles
KN
$3.13B
| $612K | ﹤0.01% |
36,627
-22,879
| -38% | -$357K |
|
1680
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $610K | ﹤0.01% |
+11,178
| New | +$617K |
|
1681
Nelnet
NNI
$4.88B
| $608K | ﹤0.01% |
11,977
-4,225
| -26% | -$194K |
|
|
EFII
1682
DELISTED
Electronics for Imaging
EFII
| $608K | ﹤0.01% |
13,860
-13,348
| -49% | -$587K |
|
1683
KB Home
KBH
$3.37B
| $597K | ﹤0.01% |
37,802
-28,000
| -43% | -$438K |
|
|
FIT
1684
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $596K | ﹤0.01% |
81,445
-3,369
| -4% | -$34.5K |
|
1685
Towne Bank
TOWN
$3.46B
| $595K | ﹤0.01% |
17,923
-7,292
| -29% | -$210K |
|
|
DOOR
1686
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $592K | ﹤0.01% |
8,996
-6,459
| -42% | -$405K |
|
1687
Renasant Corp
RNST
$3.98B
| $587K | ﹤0.01% |
13,918
-2,181
| -14% | -$82.7K |
|
1688
RPC Inc
RES
$1.24B
| $583K | ﹤0.01% |
29,412
-12,779
| -30% | -$239K |
|
1689
Agios Pharmaceuticals
AGIO
$1.79B
| $580K | ﹤0.01% |
13,891
-11,008
| -44% | -$578K |
|
|
IPHI
1690
DELISTED
INPHI CORPORATION
IPHI
| $580K | ﹤0.01% |
13,005
-8,800
| -40% | -$378K |
|
|
PHH
1691
DELISTED
PHH Corporation
PHH
| $576K | ﹤0.01% |
38,019
-10,600
| -22% | -$157K |
|
|
CYS
1692
DELISTED
CYS Investments Inc.
CYS
| $574K | ﹤0.01% |
74,266
-38,578
| -34% | -$314K |
|
1693
Strategy Inc
MSTR
$34.1B
| $572K | ﹤0.01% |
29,000
-11,570
| -29% | -$219K |
|
1694
Pricesmart
PSMT
$5.98B
| $571K | ﹤0.01% |
6,839
-5,616
| -45% | -$493K |
|
1695
Watts Water Technologies
WTS
$11.5B
| $571K | ﹤0.01% |
8,766
-8,209
| -48% | -$537K |
|
1696
Independent Bank
INDB
$3.99B
| $570K | ﹤0.01% |
8,093
-2,807
| -26% | -$172K |
|
1697
La-Z-Boy
LZB
$1.58B
| $570K | ﹤0.01% |
18,357
-6,741
| -27% | -$182K |
|
|
PMT
1698
PennyMac Mortgage Investment
PMT
$822M
| $570K | ﹤0.01% |
34,796
-20,400
| -37% | -$323K |
|
|
VG
1699
DELISTED
Vonage Holdings Corporation
VG
| $563K | ﹤0.01% |
82,086
-19,952
| -20% | -$132K |
|
1700
Boston Beer
SAM
$1.91B
| $562K | ﹤0.01% |
3,306
-759
| -19% | -$126K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.