UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Cheesecake Factory
CAKE
$5.04B
| $1.78M | ﹤0.01% |
58,854
+2,694
| +5% | +$89.8K |
|
1627
Axos Financial
AX
$5.77B
| $1.78M | ﹤0.01% |
47,031
+2,493
| +6% | +$105K |
|
1628
Lindsay Corp
LNN
$1.13B
| $1.77M | ﹤0.01% |
15,018
+122
| +0.8% | +$15.1K |
|
|
SPR
1629
DELISTED
Spirit AeroSystems
SPR
| $1.76M | ﹤0.01% |
109,072
-2,237,475
| -95% | -$51.5M |
|
|
INVX
1630
Innovex International
INVX
$1.96B
| $1.76M | ﹤0.01% |
62,473
+9,849
| +19% | +$267K |
|
1631
National Vision
EYE
$1.77B
| $1.76M | ﹤0.01% |
108,715
-297,590
| -73% | -$5.96M |
|
|
HBI
1632
DELISTED
Hanesbrands
HBI
| $1.76M | ﹤0.01% |
443,452
-124,572
| -22% | -$603K |
|
1633
Enterprise Financial Services Corp
EFSC
$2.4B
| $1.76M | ﹤0.01% |
46,824
+2,131
| +5% | +$85K |
|
1634
StepStone Group
STEP
$3.61B
| $1.75M | ﹤0.01% |
55,265
+8,100
| +17% | +$235K |
|
1635
Aurora
AUR
$12.6B
| $1.74M | ﹤0.01% |
741,084
+543,084
| +274% | +$1.68M |
|
1636
Joby Aviation
JOBY
$7.03B
| $1.74M | ﹤0.01% |
269,862
+109,762
| +69% | +$865K |
|
1637
MaxLinear
MXL
$6.06B
| $1.73M | ﹤0.01% |
77,761
-285,478
| -79% | -$7.25M |
|
1638
Veeco
VECO
$3.05B
| $1.73M | ﹤0.01% |
61,482
+744
| +1% | +$20.5K |
|
1639
Dillards
DDS
$9.19B
| $1.72M | ﹤0.01% |
5,210
-1,525
| -23% | -$504K |
|
1640
Cohu
COHU
$2.26B
| $1.72M | ﹤0.01% |
49,964
| – | – |
|
|
LGF.B
1641
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $1.72M | ﹤0.01% |
218,478
+33,040
| +18% | +$248K |
|
|
CCF
1642
DELISTED
Chase Corporation
CCF
| $1.72M | ﹤0.01% |
13,488
+790
| +6% | +$99K |
|
|
VTYX
1643
DELISTED
Ventyx Biosciences
VTYX
| $1.71M | ﹤0.01% |
49,334
+30,934
| +168% | +$1.07M |
|
1644
Vericel Corp
VCEL
$2.35B
| $1.71M | ﹤0.01% |
51,073
+20,317
| +66% | +$704K |
|
1645
Lennar Class B
LEN.B
$19.4B
| $1.71M | ﹤0.01% |
17,571
+1,696
| +11% | +$177K |
|
1646
Virtus Investment Partners
VRTS
$1.06B
| $1.7M | ﹤0.01% |
8,437
+1,094
| +15% | +$223K |
|
|
CSGS
1647
DELISTED
CSG Systems International
CSGS
| $1.7M | ﹤0.01% |
33,335
-1,344
| -4% | -$71.4K |
|
|
SQSP
1648
DELISTED
Squarespace, Inc.
SQSP
| $1.7M | ﹤0.01% |
58,730
-6,408
| -10% | -$197K |
|
1649
Virtu Financial
VIRT
$5.11B
| $1.7M | ﹤0.01% |
98,405
-21,278
| -18% | -$387K |
|
1650
Northwest Bancshares
NWBI
$2.3B
| $1.7M | ﹤0.01% |
166,108
-13,933
| -8% | -$155K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.