UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Halozyme
HALO
$9.79B
| $733K | ﹤0.01% |
74,238
-24,934
| -25% | -$273K |
|
|
WBMD
1602
DELISTED
WebMD Health Corp.
WBMD
| $733K | ﹤0.01% |
14,776
-223,827
| -94% | -$11.6M |
|
|
SAFM
1603
DELISTED
Sanderson Farms Inc
SAFM
| $730K | ﹤0.01% |
7,741
-4,900
| -39% | -$433K |
|
|
FNGN
1604
DELISTED
Financial Engines, Inc.
FNGN
| $725K | ﹤0.01% |
19,719
-9,680
| -33% | -$312K |
|
|
CDR
1605
DELISTED
Cedar Realty Trust, Inc
CDR
| $724K | ﹤0.01% |
16,781
-3,351
| -17% | -$145K |
|
|
FMBI
1606
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $724K | ﹤0.01% |
28,712
-23,485
| -45% | -$519K |
|
|
HAPN
1607
Happen Inc
HAPN
$2.21B
| $722K | ﹤0.01% |
27,518
-12,940
| -32% | -$355K |
|
1608
News Corp Class B
NWS
$16.9B
| $721K | ﹤0.01% |
61,077
-2,167
| -3% | -$27.5K |
|
1609
Liberty Media Series C
FWONK
$24.6B
| $717K | ﹤0.01% |
23,683
-12,465
| -34% | -$357K |
|
1610
Northwest Bancshares
NWBI
$2.3B
| $717K | ﹤0.01% |
39,752
-31,887
| -45% | -$544K |
|
|
ILG
1611
DELISTED
ILG, Inc Common Stock
ILG
| $716K | ﹤0.01% |
39,387
-17,811
| -31% | -$312K |
|
|
CEB
1612
DELISTED
CEB Inc.
CEB
| $716K | ﹤0.01% |
11,838
-8,561
| -42% | -$473K |
|
|
KW
1613
DELISTED
Kennedy-Wilson Holdings
KW
| $714K | ﹤0.01% |
34,822
-21,910
| -39% | -$468K |
|
1614
Mine Safety
MSA
$7.35B
| $713K | ﹤0.01% |
10,291
-8,689
| -46% | -$537K |
|
|
ANFI
1615
DELISTED
AMIRA NATURE FOODS LTD
ANFI
| $713K | ﹤0.01% |
115,959
-15,783
| -12% | -$117K |
|
|
EDE
1616
DELISTED
Empire District Electric
EDE
| $712K | ﹤0.01% |
20,891
-12,981
| -38% | -$444K |
|
1617
Stantec
STN
$8.04B
| $708K | ﹤0.01% |
27,998
-27,770
| -50% | -$686K |
|
1618
NETGEAR
NTGR
$648M
| $706K | ﹤0.01% |
12,980
-9,855
| -43% | -$526K |
|
1619
Provident Financial Services
PFS
$3.22B
| $706K | ﹤0.01% |
24,937
-15,375
| -38% | -$383K |
|
1620
Marriott Vacations Worldwide
VAC
$3.35B
| $705K | ﹤0.01% |
8,317
-6,945
| -46% | -$523K |
|
|
CDEVW
1621
DELISTED
Centennial Resource Development, Inc. Warrants Business Combination
CDEVW
| $705K | ﹤0.01% |
+84,384
| New | +$510K |
|
|
PRAH
1622
DELISTED
PRA Health Sciences, Inc.
PRAH
| $703K | ﹤0.01% |
12,756
-4,885
| -28% | -$268K |
|
1623
AMN Healthcare
AMN
$1.3B
| $702K | ﹤0.01% |
18,258
-8,340
| -31% | -$285K |
|
1624
NBT Bancorp
NBTB
$2.74B
| $702K | ﹤0.01% |
16,758
-8,621
| -34% | -$320K |
|
1625
Cooper-Standard Automotive
CPS
$523M
| $700K | ﹤0.01% |
6,769
-3,637
| -35% | -$351K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.